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5176 media releases found
5 August 2021 MEDIA RELEASE
21-203MR ½ñÈÕÈÈÃÅʼþupdate: Compensation for financial advice related misconduct as at 30 June 2021

Six of Australia's largest banking and financial services institutions have paid or offered a total of $1.86 billion in compensation, as at 30 June ...

4 August 2021 MEDIA RELEASE
21-202MR ½ñÈÕÈÈÃÅʼþtakes Holista CollTech Limited and its CEO to Court over COVID-19 product claims

½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings in the Federal Court against Holista CollTech Limited (ASX:HCT) (Holista) and its Executive Chairman and ...

3 August 2021 MEDIA RELEASE
21-201MR ½ñÈÕÈÈÃÅʼþquarterly update April to June 2021

½ñÈÕÈÈÃÅʼþhas released its second quarterly update for 1 April to 30 June 2021 (REP 697) During this quarter ½ñÈÕÈÈÃÅʼþwelcomed new Chair Joseph Longo and ...

3 August 2021 MEDIA RELEASE
21-200MR ½ñÈÕÈÈÃÅʼþprosecutes ten companies for failing to lodge financial reports

½ñÈÕÈÈÃÅʼþprosecuted ten companies between 1 January 2021 and 30 June 2021 for failing to comply with their obligations to lodge financial reports. ...

3 August 2021 MEDIA RELEASE
21-199MR ½ñÈÕÈÈÃÅʼþbans Timothy Parry and Damian Price of North Coast Financial Services for six years

½ñÈÕÈÈÃÅʼþhas banned Timothy William Parry and Damian Garnet Price of Lismore-based North Coast Financial Services Pty Ltd (NCFS) from controlling a ...

2 August 2021 MEDIA RELEASE
21-198MR ½ñÈÕÈÈÃÅʼþbans Gold Coast financial advisers for five years

½ñÈÕÈÈÃÅʼþhas banned Gold Coast-based advisers, Trent Allan and Fabrizio Urrutia, from providing any financial services for five years. ½ñÈÕÈÈÃÅʼþfound that Mr ...

2 August 2021 MEDIA RELEASE
21-197MR ½ñÈÕÈÈÃÅʼþcancels financial services licence of Jyoti Rahman

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Victorian-based financial services licensee Jyoti Rahman (AFSL number 488 976). ...

2 August 2021 MEDIA RELEASE
21-196MR Court finds RI Advice liable for failing to supervise financial adviser following ½ñÈÕÈÈÃÅʼþinvestigation

The Federal Court found RI Advice Group Pty Ltd (RI Advice) failed to take reasonable steps to ensure that its former financial adviser, John Doyle, ...

2 August 2021 MEDIA RELEASE
21-195MR ½ñÈÕÈÈÃÅʼþfinds gaps remain despite progress to repair the TPD ‘safety net’

½ñÈÕÈÈÃÅʼþtoday released a report on how nine life insurers are addressing the consumer harms identified in ASIC’s 2019 Report 633 Holes in the safety ...

2 August 2021 MEDIA RELEASE
21-194MR ½ñÈÕÈÈÃÅʼþsues General Commercial (Urban Commercial) and Eden Capital (Southside Lending) for failure to cooperate with AFCA

½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings in the Federal Court against General Commercial Group Pty Ltd (General Commercial), formerly known as ...

Last updated: 10/08/2024 11:23