REP 111 Overview of decisions on relief applications: June to August 2007
Released 23 November 2007.
This is a report for participants in the capital markets and financial services industry who are prospective applicants for relief.
This report outlines ASIC’s decisions on relief applications during the period 1 June to 31 August 2007. It summarises situations where ½ñÈÕÈÈÃÅʼþhas exercised, or refused to exercise, its exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001 (the Act).