CP 347 Proposed amendments to the prohibition on order incentives in the ½ñÈÕÈÈÃÅʼþmarket integrity rules
Released 25 August 2021. Comments closed 3 November 2021.
This paper sets out our proposal to amend the prohibition on order incentives in Part 5.4B of the ½ñÈÕÈÈÃÅʼþMarket Integrity Rules (Securities Markets) 2017. The purpose of our proposed amendments is to close a regulatory gap in the current rules, to circumvent the emergence of payment for order flow arrangements in Australia.
We are seeking the views of interested stakeholders on our proposal.