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Key points The proposed Unfair Trading Practices prohibition is necessary to address the increasing gap between the fair outcomes that consumers ...

½ñÈÕÈÈÃÅʼþtoday released the exam results from the 27th Financial Advisers Exam cycle, held in November 2024. The exam, conducted by the Australian ...

½ñÈÕÈÈÃÅʼþhas today updated its regulatory guide for directors and their professional advisers on the duty to prevent insolvent trading and to provide new ...

The reportable situations regime is a key component of the financial services and credit regulatory frameworks. ½ñÈÕÈÈÃÅʼþexpects all licensees, ...

Finding, fixing and reporting breaches matters. Here’s what ASIC’s latest review revealed and what you as a licensee should do. Australian financial ...

Key points ½ñÈÕÈÈÃÅʼþis seeing an increase in a suspected investment scam involving social media ads for investing opportunities and tips  ½ñÈÕÈÈÃÅʼþis ...

Key points The work of supporting ‘better retirement outcomes’ requires the combined contributions of a wide range of entities and individuals – ...

The International Organization of Securities Commissions (IOSCO) has recently published a number of reports outlining key challenges and ...

Key points The multiple waves of advice-related reforms in recent years have undoubtedly made it more likely that clients will receive advice that ...

The ½ñÈÕÈÈÃÅʼþ (ASIC) and the Australian Prudential Regulation Authority (APRA) have published a letter ...