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1065 results found
9 May 2022 - NEWS ITEM
Information about the exam and professional year arrangements for new financial advisers, their licensees, and foreign advisers

Australian financial services (AFS) licensees are no longer required to notify ½ñÈÕÈÈÃÅʼþof the professional year arrangement between themselves and a ...

28 April 2022 - ARTICLE
½ñÈÕÈÈÃÅʼþquarterly update January to March 2022

½ñÈÕÈÈÃÅʼþhas released its quarterly update for 1 January to 31 March 2022 (REP 725). This report provides an update on ASIC’s work undertaken between 1 ...

6 April 2022 - SPEECH
Regulating crypto-asset–based investment products within the financial services framework

Speech by Commissioner Cathie Armour at the AFR Cryptocurrency Summit, Wednesday 6 April 2022. Check against delivery Good afternoon everyone, and ...

6 April 2022 - SPEECH
Opening statement to the Senate Economics Legislation Committee Budget Estimates - 6 April 2022

Opening statement by ½ñÈÕÈÈÃÅʼþChair Joseph Longo at the Senate Economics Legislation Committee Budget Estimates, Wednesday 6 April 2022. Check against ...

6 April 2022 - SPEECH
Globalisation of financial services regulation

Speech by Commissioner Cathie Armour on Day 2 of the three-day annual #ACCELERATERegTech2022 event, Wednesday 6 April 2022. Check against delivery ...

1 April 2022 - NEWS ITEM
Important dates for the May 2022 financial adviser exam

1 April 2022 The May 2022 Financial Adviser Exam will take place between Thursday 12 May 2022 to Monday 16 May 2022 Enrolments open on Monday, 4 ...

30 March 2022 - SPEECH
Corporate regulation in Australia: The legacy of Ian Ramsay

Speech by Chair Joe Longo at the Melbourne University Law School Symposium in honour of Professor Ian Ramsay, Wednesday 30 March 2022 – Keynote ...

28 March 2022 - ARTICLE
Cyber risk: Are registered liquidators ready to respond?

By Thea Eszenyi, Senior Executive Leader, Registered Liquidators Reported incidence of cyber threats has increased during the COVID-19 pandemic, as ...

24 March 2022 - NEWS ITEM
Alert: Impersonation scams using fake contact details

24 March 2022 ½ñÈÕÈÈÃÅʼþis alerting consumers to a rise in investment scams impersonating companies or financial investment firms. Scammers often make ...

15 March 2022 - ARTICLE
Blowing the whistle

By Commissioner Sean Hughes 15 March 2022 Your whistleblower policy may not comply with the latest updates to the whistleblower protection regime, ...

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Last updated: 10/08/2024 11:24