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The Federal Court has dismissed proceedings brought by ½ñÈÕÈÈÃÅʼþalleging Commonwealth Bank of Australia (CBA) engaged in misleading or deceptive conduct, ...

½ñÈÕÈÈÃÅʼþhas taken action against six self-managed superannuation fund (SMSF) auditors for breaches of independence requirements and auditing standards. ...

½ñÈÕÈÈÃÅʼþhas provided relief from the requirement to provide a Financial services Guide to representatives that are authorised by licensees to: deal in ...

½ñÈÕÈÈÃÅʼþhas issued interim stop orders preventing Perpetual Investment Management Limited (Perpetual) from offering or distributing two funds to retail ...

½ñÈÕÈÈÃÅʼþhas updated its guidance on naming conventions for licensed Australian exchanges that admit exchange traded products (ETPs) following a public ...

½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings in the Federal Court against fintech company Block Earner alleging it provided unlicensed financial ...

½ñÈÕÈÈÃÅʼþhas made interim stop orders preventing MPG Funds Management Limited (MPG) from offering or distributing two trusts to retail investors because ...

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Ruchir Mukund Sayani (AFSL 489084). The licence was cancelled because Ruchir ...

½ñÈÕÈÈÃÅʼþhas suspended the Australian financial services (AFS) licence of Brenex Investments Pty Ltd (Brenex) until 15 May 2023. Under its licence, ...

½ñÈÕÈÈÃÅʼþand the Reserve Bank of Australia (RBA) (the regulators) note ASX’s announcement on the CHESS Replacement program. ASX’s announcement marks a ...