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5163 media releases found
17 March 2023 MEDIA RELEASE
23-070MR ½ñÈÕÈÈÃÅʼþgrants conditional relief to facilitate reissue of certain life insurance policies

½ñÈÕÈÈÃÅʼþhas provided conditional relief for life insurers from the design and distribution obligations (DDO) when reissuing life insurance policies in ...

17 March 2023 MEDIA RELEASE
23-069MR Former financial services director Mark McCabe charged with eight counts of fraud

Mark Francis McCabe, of Roseville, New South Wales has appeared in the Downing Centre Local Court on further fraud charges. Mr McCabe was charged ...

16 March 2023 MEDIA RELEASE
23-068MR ½ñÈÕÈÈÃÅʼþissues interim stop orders on three BT Advance Asset Management Funds

½ñÈÕÈÈÃÅʼþhas made interim stop orders preventing Advance Asset Management Limited (Advance) from offering or distributing three funds to retail investors ...

16 March 2023 MEDIA RELEASE
23-067MR Former financial adviser permanently banned from providing financial services for falsifying financial adviser exam results

½ñÈÕÈÈÃÅʼþhas permanently banned Todd Karamian, of Sydney, New South Wales, from providing financial services and carrying on a financial services ...

15 March 2023 MEDIA RELEASE
23-066MR Adslot writes down goodwill following ½ñÈÕÈÈÃÅʼþreview

Following an ½ñÈÕÈÈÃÅʼþreview, Adslot Limited (Adslot) has written down all its goodwill in its financial report for the half-year ended 31 December 2022, ...

15 March 2023 MEDIA RELEASE
23-065MR Liquidator disciplinary committee cancels registration of Cameron Lindsay Duncan

On 28 February 2023, a liquidator disciplinary committee (the Committee) decided that Cameron Lindsay Duncan’s registration as a liquidator should be ...

15 March 2023 MEDIA RELEASE
23-064MR ½ñÈÕÈÈÃÅʼþbans Queensland based adviser from providing financial services for three years

½ñÈÕÈÈÃÅʼþhas banned Tanawha-based adviser Douglas Cecil Allen from providing financial services for three years. ASIC’s review of a sample of Mr Allen’s ...

15 March 2023 MEDIA RELEASE
23-063MR ½ñÈÕÈÈÃÅʼþsuspends Global Pacific Solutions Group AFS licence

½ñÈÕÈÈÃÅʼþhas suspended the Australian financial services (AFS) licence of Global Pacific Solutions Group Pty Ltd (Global Pacific) for three years. ½ñÈÕÈÈÃÅʼþ...

15 March 2023 MEDIA RELEASE
23-062MR AFS licence suspension of Sydney financial service provider ends following compliance with obligations

On 10 November 2022, ½ñÈÕÈÈÃÅʼþsuspended the Australian financial services (AFS) licence of Sydney based financial services provider Gigi Investment Group ...

13 March 2023 MEDIA RELEASE
23-061MR ½ñÈÕÈÈÃÅʼþcancels AFS licence of Capital Capital Pty Ltd

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Capital Capital Pty Ltd (Capital Capital). The license authorised Capital ...

Last updated: 10/08/2024 11:23