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5163 media releases found
28 July 2023 MEDIA RELEASE
23-200MR ½ñÈÕÈÈÃÅʼþimposes additional licence conditions on Shartru Wealth Management Pty Ltd

½ñÈÕÈÈÃÅʼþhas imposed additional conditions on the Australian financial services (AFS) licence of Shartru Wealth Management Pty Ltd (Shartru).  This ...

28 July 2023 MEDIA RELEASE
23-199MR ½ñÈÕÈÈÃÅʼþcancels AFS licence for NSW licensee

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Stephen Wan Tat Chan (Licensee).  The licence was cancelled because the ...

27 July 2023 MEDIA RELEASE
23-198MR ½ñÈÕÈÈÃÅʼþappoints Morgan Stanley to sell shares in The Market Herald Limited

½ñÈÕÈÈÃÅʼþhas appointed Morgan Stanley Wealth Management Australia Pty Ltd (Morgan Stanley) to sell 2,061,343 ordinary shares (Sale Shares) in The Market ...

26 July 2023 MEDIA RELEASE
23-197MR ½ñÈÕÈÈÃÅʼþtakes civil action against Sasha Hopkins for unlicensed conduct and to wind up A Team Property Group

½ñÈÕÈÈÃÅʼþhas taken civil action against director Sasha Hopkins and his company, The A Team Property Group, for alleged unlicensed conduct and operating ...

25 July 2023 MEDIA RELEASE
23-196MR ½ñÈÕÈÈÃÅʼþcommences greenwashing case against Vanguard Investments Australia

½ñÈÕÈÈÃÅʼþhas lodged civil penalty proceedings in the Federal Court against Vanguard Investments Australia, alleging misleading conduct in relation to ...

21 July 2023 MEDIA RELEASE
23-195MR ½ñÈÕÈÈÃÅʼþcontinues to act against SMSF auditors

½ñÈÕÈÈÃÅʼþhas acted against eight self-managed superannuation fund (SMSF) auditors for breaches of their obligations. This included breaches of auditing ...

20 July 2023 MEDIA RELEASE
23-194MR APRA and ½ñÈÕÈÈÃÅʼþcommence early consultation on FAR

The Australian Prudential Regulation Authority (APRA) and the ½ñÈÕÈÈÃÅʼþ (ASIC) have released key materials for ...

19 July 2023 MEDIA RELEASE
23-193MR ½ñÈÕÈÈÃÅʼþcancels AFS licence of FTX Australia

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence held by FTX Australia Pty Ltd (FTX Australia), effective from 14 July 2023. The ...

18 July 2023 MEDIA RELEASE
23-192MR ½ñÈÕÈÈÃÅʼþissues first stop order for a Life Insurance product

½ñÈÕÈÈÃÅʼþhas issued an interim stop order on Clearview Life Assurance Limited’s (Clearview Life) Clearview ClearChoice Income Protection Cover and ...

18 July 2023 MEDIA RELEASE
23-191MR Review finds super trustees need to improve retirement outcomes planning

A thematic review of how superannuation trustees are supporting their members under the Retirement Income Covenant has found that trustees need to ...

Last updated: 10/08/2024 11:23