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5174 media releases found
29 October 2019 MEDIA RELEASE
19-295MR ½ñÈÕÈÈÃÅʼþextends relief for portfolio holdings disclosure

½ñÈÕÈÈÃÅʼþhas amended ½ñÈÕÈÈÃÅʼþClass Order [CO 14/443] to provide legal certainty about the first reporting day for portfolio holdings disclosure, given the ...

29 October 2019 MEDIA RELEASE
19-294MR AAT affirms Australian Credit Licence cancellation and banning order

On 25 October 2019, the Administrative Appeals Tribunal (AAT) affirmed ASIC's decision to ban Ms Meenakshi Devi Callychurn, a former Victorian ...

28 October 2019 MEDIA RELEASE
19-293MR ½ñÈÕÈÈÃÅʼþwins appeal against Westpac subsidiaries

The Full Federal Court has today upheld ASIC’s appeal from a decision of the Federal Court regarding Westpac subsidiaries, Westpac Securities ...

28 October 2019 MEDIA RELEASE
19-292MR ½ñÈÕÈÈÃÅʼþimposes additional licence conditions on IOOF Investment Services Ltd to improve governance and conflicts management

½ñÈÕÈÈÃÅʼþhas imposed additional licence conditions on the Australian financial services (AFS) licence of IOOF Investment Services Ltd (IISL) as part of ...

25 October 2019 MEDIA RELEASE
19-291MR Former Brisbane-based employee permanently banned from providing financial services

½ñÈÕÈÈÃÅʼþhas permanently banned Emma Maree Radke from providing financial services for engaging in misconduct which included dishonestly transferring ...

25 October 2019 MEDIA RELEASE
19-290MR Penalty orders re-imposed in proceedings against former Prime Trust directors

The Full Court of the Federal Court of Australia has made disqualification and pecuniary penalty orders against William Lewski, Mark Butler, Kim ...

23 October 2019 MEDIA RELEASE
19-289MR ½ñÈÕÈÈÃÅʼþsuspends the AFS licence of KP International Group Australia Pty Ltd

½ñÈÕÈÈÃÅʼþhas suspended the Australian financial services (AFS) licence of Sydney-based financial services provider KP International Group Australia Pty ...

23 October 2019 MEDIA RELEASE
19-288MR ½ñÈÕÈÈÃÅʼþassessment of Bloomberg Tradebook Australia Pty Ltd

The ½ñÈÕÈÈÃÅʼþ (ASIC) has reported on its assessment of the markets operated by Bloomberg Tradebook Australia ...

21 October 2019 MEDIA RELEASE
19-287MR European Securities and Markets Authority and ½ñÈÕÈÈÃÅʼþto co-operate on benchmarks

The European Securities and Markets Authority (ESMA) and the ½ñÈÕÈÈÃÅʼþ (ASIC) are pleased to announce that ...

18 October 2019 MEDIA RELEASE
19-286MR Lime FS Pty Ltd agrees to shut down digital advice tools

Sydney-based Australian financial services (AFS) licensee, Lime FS Pty Ltd (Lime FS), has voluntarily shut down two digital advice tools following ...

Last updated: 10/08/2024 11:23