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5173 media releases found
23 September 2020 MEDIA RELEASE
20-220MR ½ñÈÕÈÈÃÅʼþextends COVID-19 relief for certain capital raisings and financial advice

½ñÈÕÈÈÃÅʼþis extending the temporary relief for capital raisings and financial advice due to the continuing uncertain impacts of COVID-19. ½ñÈÕÈÈÃÅʼþis also ...

22 September 2020 MEDIA RELEASE
20-219MR ½ñÈÕÈÈÃÅʼþand IOSCO report on conflicts of interest within debt capital raising process

½ñÈÕÈÈÃÅʼþhas today issued Report 668 Allocations in debt capital market transactions (REP 668). REP 668 outlines findings from ASIC’s surveillance of ...

22 September 2020 MEDIA RELEASE
20-218MR ½ñÈÕÈÈÃÅʼþtells fund managers to be ‘true to label’

A recent ½ñÈÕÈÈÃÅʼþsurveillance has found that fund managers must do more to ensure their products are ‘true to label’ – that the product name aligns with ...

22 September 2020 MEDIA RELEASE
20-217MR ½ñÈÕÈÈÃÅʼþenforcement update January to June 2020

½ñÈÕÈÈÃÅʼþhas today released its enforcement update report for the period 1 January to 30 June 2020. A copy of the report - outlining key actions taken ...

18 September 2020 MEDIA RELEASE
20-216MR ½ñÈÕÈÈÃÅʼþcancels AFS licence of Union Standard International Group

½ñÈÕÈÈÃÅʼþhas cancelled the Australian Financial Services (AFS) licence of Sydney-based retail over-the-counter (OTC) derivatives issuer Union Standard ...

18 September 2020 MEDIA RELEASE
20-215MR ½ñÈÕÈÈÃÅʼþmoves against SMSF auditor misconduct

½ñÈÕÈÈÃÅʼþhas added conditions to the registration of two auditors of self-managed superannuation funds (SMSFs). ½ñÈÕÈÈÃÅʼþadditional conditions were imposed ...

17 September 2020 MEDIA RELEASE
20-214MR ½ñÈÕÈÈÃÅʼþnotes reporting changes

½ñÈÕÈÈÃÅʼþnotes the decisions by the following companies: Nitro Software Limited – The decision to reduce both its contract assets and deferred revenue ...

15 September 2020 MEDIA RELEASE
20-213MR Court finds used car financier Rent 2 Own Cars Australia acted illegally in providing high cost credit to consumers

The Federal Court of Australia has found that Rent 2 Own Cars Australia Pty Ltd (R2O Cars) failed to comply with the National Consumer Credit ...

14 September 2020 MEDIA RELEASE
20-212MR ½ñÈÕÈÈÃÅʼþcommences civil penalty proceedings against current and former directors of Linchpin and Endeavour for alleged breaches of duties

½ñÈÕÈÈÃÅʼþhas commenced proceedings in the Federal Court of Australia against current and former directors of Linchpin Capital Group Ltd (Linchpin) and ...

14 September 2020 MEDIA RELEASE
20-211MR NAB superannuation trustee companies to pay $57.5 million penalty for fees for no service breaches

The Federal Court of Australia has ordered two entities in NAB’s wealth management division to pay a total $57.5 million penalty after the Court ...

Last updated: 10/08/2024 11:23