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The Federal Court has ordered the winding up of unlicensed financial services businesses, Secure Investments Pty Ltd (Secure Investments) and Aquila ...

On 13 October 2020, on application by ASIC, the Federal Court made orders restraining Matthew Alan Beresford from carrying on a financial services ...

ASIC’s Annual Report for the 2019-20 financial year has been tabled today in the Australian Parliament. The report is a record of ASIC’s activities ...

½ñÈÕÈÈÃÅʼþhas made a product intervention order imposing conditions on the issue and distribution of contracts for difference (CFDs) to retail clients. ...

½ñÈÕÈÈÃÅʼþhas today released updated regulatory guidance to formalise its policy on when we will give Chapter 6 relief for share transfers under s444GA of ...

Societe Generale Securities Australia Pty Ltd (SGSAPL) has been sentenced in Sydney’s Downing Centre Local Court on charges brought by ½ñÈÕÈÈÃÅʼþrelating ...

½ñÈÕÈÈÃÅʼþhas restricted Smiles Inclusive Limited (Smiles) from eligibility to issue a reduced-content prospectus until 19 October 2021. The decision ...

½ñÈÕÈÈÃÅʼþhas restricted Holista CollTech Limited (Holista CollTech) from eligibility to issue a reduced-content prospectus, and to use exemptions for ...

Mr Sam Maxwell Henderson, former chief executive officer, director and senior financial adviser of Henderson Maxwell Pty Ltd (Henderson Maxwell), has ...

½ñÈÕÈÈÃÅʼþhas today updated its information sheets on unfair contract terms protections for consumers and small businesses. The protections will be ...