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5167 media releases found
5 May 2021 MEDIA RELEASE
21-094MR Firms offering debt management services require credit licence to operate

½ñÈÕÈÈÃÅʼþhas today released an information sheet for providers of debt management services that explains their new regulatory obligations, including the ...

5 May 2021 MEDIA RELEASE
21-093MR ½ñÈÕÈÈÃÅʼþcommences civil proceedings against Westpac for insider trading

½ñÈÕÈÈÃÅʼþhas today commenced proceedings in the Federal Court against Westpac Banking Corporation (Westpac) for insider trading, unconscionable conduct ...

3 May 2021 MEDIA RELEASE
21-092MR Further dishonesty charges laid against WA financial adviser

On 23 April 2021, Mr Rahul Goel, of Success, Western Australia, appeared before the Perth Magistrates Court charged with a further 12 counts of ...

30 April 2021 MEDIA RELEASE
21-091MR ½ñÈÕÈÈÃÅʼþreview finds retail managed funds responded well to COVID-19 challenges in 2020

An ½ñÈÕÈÈÃÅʼþreview of a targeted selection of retail managed funds found that they did not face serious investor liquidity challenges during the height ...

29 April 2021 MEDIA RELEASE
21-090MR ½ñÈÕÈÈÃÅʼþCommission welcomes appointment of new Chair and Deputy Chair

½ñÈÕÈÈÃÅʼþChair James Shipton said: ‘On behalf of the ½ñÈÕÈÈÃÅʼþCommission and team I’d like to congratulate Joe Longo on his appointment as the next ½ñÈÕÈÈÃÅʼþ...

29 April 2021 MEDIA RELEASE
21-089MR ½ñÈÕÈÈÃÅʼþobtains restraint orders against Kewa Ruwhiu, Mathew Ruwhiu and Debts Knockout

On 27 April 2021, the Federal Court made orders by consent restraining Kewa Ruwhiu, Mathew Ruwhiu and Debts Knockout from carrying on, promoting or ...

29 April 2021 MEDIA RELEASE
21-088MR ½ñÈÕÈÈÃÅʼþallows certain AFS licensees to use lease assets to satisfy their licence financial requirements

½ñÈÕÈÈÃÅʼþhas made changes to the financial requirements for some types of Australian financial services (AFS) licensees in relation to the treatment of ...

29 April 2021 MEDIA RELEASE
21-087MR Former Australian Unity financial adviser banned for five years

½ñÈÕÈÈÃÅʼþhas banned Christopher Chan, a former authorised representative of Australian Unity Personal Financial Services Limited, from providing ...

28 April 2021 MEDIA RELEASE
21-086MR GoGetta Equipment Funding to pay $750,000 court penalty for unlicensed consumer leasing

The Federal Court has ordered GoGetta Equipment Funding Pty Ltd (GoGetta) pay a $750,000 penalty for engaging in unlicensed consumer leasing ...

26 April 2021 MEDIA RELEASE
21-085MR Disqualification of former director of property development companies set aside by AAT

On 7 August 2020, the Administrative Appeals Tribunal (AAT) set aside ASIC’s decision to disqualify Mr Kenneth Wen Hsi Lee from managing corporations ...

Last updated: 10/08/2024 11:23