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5167 media releases found
18 May 2021 MEDIA RELEASE
21-105MR REX pays $66,000 penalty for alleged continuous disclosure breach

Regional Express Holdings Limited (REX) has paid a penalty of $66,000 after ½ñÈÕÈÈÃÅʼþissued an infringement notice alleging it had not complied with its ...

18 May 2021 MEDIA RELEASE
21-104MR Macquarie Securities pays $126,000 infringement notice

Macquarie Securities (Australia) Limited (‘MSAL’) has paid a penalty of $126,000 to comply with an infringement notice given by the ...

14 May 2021 MEDIA RELEASE
21-102MR Former managing director of responsible entity of Sterling Income Trust banned for four years

½ñÈÕÈÈÃÅʼþhas banned Mr Robert Patrick Marie for four years from providing any financial services. Mr Marie has also been banned from controlling an ...

14 May 2021 MEDIA RELEASE
21-101MR ½ñÈÕÈÈÃÅʼþdisqualifies director from managing companies for engaging in illegal phoenix activity

Pauline Jennifer Rogers of Sydney, NSW has been disqualified from managing companies for four years. Ms Rogers was disqualified for her role in the ...

14 May 2021 MEDIA RELEASE
21-100MR ½ñÈÕÈÈÃÅʼþtakes Court action to wind-up PE Capital Funds Management Ltd and managed investment schemes

½ñÈÕÈÈÃÅʼþhas commenced proceedings in the Federal Court in Brisbane against PE Capital Funds Management Ltd (PE Capital Funds Management) alleging ...

11 May 2021 MEDIA RELEASE
21-099MR Victorian director disqualified from managing corporations

Andreas Exadactylos of Preston, Victoria, has been disqualified from managing corporations for two years for his involvement in two failed companies. ...

10 May 2021 MEDIA RELEASE
21-098MR ½ñÈÕÈÈÃÅʼþgrants temporary relief from certain dollar disclosures in PDSs for litigation funding schemes

½ñÈÕÈÈÃÅʼþhas granted responsible entities of registered litigation funding schemes temporary relief from the requirement to disclose certain sensitive ...

10 May 2021 MEDIA RELEASE
21-097MR ½ñÈÕÈÈÃÅʼþcancels Master Wealth Control’s Australian Credit Licence

½ñÈÕÈÈÃÅʼþhas cancelled the Australian credit licence (ACL) of Dominique Grubisa’s company Master Wealth Control Pty Ltd (Master Wealth Control), ...

6 May 2021 MEDIA RELEASE
21-096MR ½ñÈÕÈÈÃÅʼþbans former Sydney adviser for eight years

½ñÈÕÈÈÃÅʼþhas banned Sydney-based former financial adviser, Lisa Lee, from providing financial services for eight years. Ms Lee was a representative of ...

6 May 2021 MEDIA RELEASE
21-095MR ½ñÈÕÈÈÃÅʼþquarterly update January to March 2021

½ñÈÕÈÈÃÅʼþhas today released its first quarterly update report, which covers the period from 1 January to 31 March 2021. The January to March 2021 period ...

Last updated: 10/08/2024 11:23