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5166 media releases found
27 October 2021 MEDIA RELEASE
21-283MR ½ñÈÕÈÈÃÅʼþquarterly update July to September 2021

½ñÈÕÈÈÃÅʼþhas released its quarterly update for 1 July to 30 September 2021 (REP 704). During the quarter, ½ñÈÕÈÈÃÅʼþfocused on providing industry with ...

27 October 2021 MEDIA RELEASE
21-282MR Surveillance of investment switching by super fund executives identifies concerns with trustees’ conflicts arrangements

An ½ñÈÕÈÈÃÅʼþsurveillance about personal investment switching by directors and senior executives of superannuation trustees has identified concerns with ...

25 October 2021 MEDIA RELEASE
21-281MR Director sentenced to community correction order for breaching directors’ duties

Peter Ross Dunkley of Clovelly, NSW, has been convicted of three counts of breaching his directors’ duties and sentenced to a community correction ...

25 October 2021 MEDIA RELEASE
21-280MR Victorian director charged with making a false statement to ASIC

Former director of Knight & Day Eating Pty Ltd, Timothy Lee Knight, of Ivanhoe East, Victoria, has been charged with making a false or misleading ...

25 October 2021 MEDIA RELEASE
21-279MR ½ñÈÕÈÈÃÅʼþsues former Freedom Insurance director and consultant over insurance sales incentive programs

½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings in the Federal Court against two individuals in relation to sales incentive programs offered by Freedom ...

20 October 2021 MEDIA RELEASE
21-278MR ½ñÈÕÈÈÃÅʼþbans Melbourne-based adviser for six years

½ñÈÕÈÈÃÅʼþhas banned Melbourne-based financial adviser Ashok Sherwal from providing financial services and performing any function in a financial services ...

19 October 2021 MEDIA RELEASE
21-277MR AAT varies ½ñÈÕÈÈÃÅʼþban of former Spectrum Wealth director Mark Schroeder

The Administrative Appeals Tribunal (Tribunal) has amended ASIC’s decision to ban Mr Mark Schroeder from providing financial services (20:029MR).  In ...

19 October 2021 MEDIA RELEASE
21-276MR Colonial First State to pay $20 million penalty for misleading superannuation members

The Federal Court has ordered Colonial First State Investments Limited (Colonial), as trustee for the Colonial First State FirstChoice Superannuation ...

18 October 2021 MEDIA RELEASE
21-275MR ½ñÈÕÈÈÃÅʼþsues debt collection company for breaching consumer credit protection laws

½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings in the Federal Court against Ultimate Credit Management Pty Ltd. ½ñÈÕÈÈÃÅʼþalleges that between 10 May 2019 ...

18 October 2021 MEDIA RELEASE
21-274MR ½ñÈÕÈÈÃÅʼþproposes extending its CFD product intervention order

½ñÈÕÈÈÃÅʼþhas today released Consultation Paper 348 Extension of the CFD Product Intervention Order (CP 348), seeking feedback on a proposal to extend its ...

Last updated: 10/08/2024 11:23