Information and guides to help to start and manage your business or company.
Information about applying for and maintaining your licence or professional registration
How ½ñÈÕÈÈÃÅʼþregulates financial services and products and what to do when you have a problem with your finances.
Everything you need to know about the areas we regulate.
About us, how we regulate and the laws we administer
You are here:
½ñÈÕÈÈÃÅʼþhas released its quarterly update for 1 July to 30 September 2021 (REP 704). During the quarter, ½ñÈÕÈÈÃÅʼþfocused on providing industry with ...
An ½ñÈÕÈÈÃÅʼþsurveillance about personal investment switching by directors and senior executives of superannuation trustees has identified concerns with ...
Peter Ross Dunkley of Clovelly, NSW, has been convicted of three counts of breaching his directors’ duties and sentenced to a community correction ...
Former director of Knight & Day Eating Pty Ltd, Timothy Lee Knight, of Ivanhoe East, Victoria, has been charged with making a false or misleading ...
½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings in the Federal Court against two individuals in relation to sales incentive programs offered by Freedom ...
½ñÈÕÈÈÃÅʼþhas banned Melbourne-based financial adviser Ashok Sherwal from providing financial services and performing any function in a financial services ...
The Administrative Appeals Tribunal (Tribunal) has amended ASIC’s decision to ban Mr Mark Schroeder from providing financial services (20:029MR).  In ...
The Federal Court has ordered Colonial First State Investments Limited (Colonial), as trustee for the Colonial First State FirstChoice Superannuation ...
½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings in the Federal Court against Ultimate Credit Management Pty Ltd. ½ñÈÕÈÈÃÅʼþalleges that between 10 May 2019 ...
½ñÈÕÈÈÃÅʼþhas today released Consultation Paper 348 Extension of the CFD Product Intervention Order (CP 348), seeking feedback on a proposal to extend its ...
Find a media release
Speeches
Articles
Key matters
For journalists
More information