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The requirement for ½ñÈÕÈÈÃÅʼþto give warnings and reprimands to financial advisers in specified circumstances was introduced by the Financial Sector ...
½ñÈÕÈÈÃÅʼþhas obtained interim orders from the Federal Court to freeze the assets of company director Sasha Hopkins and two of his companies, The A Team ...
½ñÈÕÈÈÃÅʼþhas disqualified recruitment director John William Anderson of Crows Nest, New South Wales, from managing corporations for five years after his ...
½ñÈÕÈÈÃÅʼþhas disqualified Glenn Gaudet of Robina, Queensland, from managing corporations for three years due to his involvement in the failure of four ...
On 7 June 2022, Mr Akhilesh Kamkolkar, of Surfers Paradise, Queensland, appeared at the Downing Centre Local Court charged with three counts of ...
½ñÈÕÈÈÃÅʼþhas banned Spaceship Capital Limited director, chairman and responsible manager Paul Ernest Dortkamp of Caringbah South, New South Wales, from ...
On 6 June 2022, Mr Gabriel Govinda (known online as ‘Fibonarchery’) pleaded guilty to 23 charges of manipulation of listed stocks on the Australian ...
½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings in the Federal Court against Sunshine loans Pty Ltd (Sunshine Loans) for collecting over $320,000 in ...
½ñÈÕÈÈÃÅʼþhas cancelled the Australian Financial Services (AFS) licence of Epic Property Investments Ltd (Epic), effective 31 May 2022. Epic operates the ...
½ñÈÕÈÈÃÅʼþtoday published its draft Cost Recovery Implementation Statement (CRIS) for 2021-22. The draft CRIS outlines ASIC’s estimated regulatory costs ...
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