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5162 media releases found
18 March 2024 MEDIA RELEASE
24-047MR ½ñÈÕÈÈÃÅʼþsuccessfully defends Full Federal Court appeal lodged by Provide Capital

The Full Federal Court has dismissed an appeal by Provide Nominees Pty Ltd, trading as Provide Capital. As part of an ongoing investigation, ½ñÈÕÈÈÃÅʼþ...

15 March 2024 MEDIA RELEASE
24-046MR ½ñÈÕÈÈÃÅʼþcancels AFS licence of Suetonius Wealth Management Pty Limited

On 11 March 2024, ½ñÈÕÈÈÃÅʼþcancelled the Australian Financial Services (AFS) licence of Sydney based financial services provider, Suetonius Wealth ...

14 March 2024 MEDIA RELEASE
24-045MR Federal Court finds Finder Earn product was not a financial product

The Federal Court has found that Finder Wallet Pty Ltd did not provide unlicensed financial services in relation to crypto-asset related product ...

14 March 2024 MEDIA RELEASE
24-044MR ½ñÈÕÈÈÃÅʼþand APRA release a cross-industry information package on the Financial Accountability Regime

The ½ñÈÕÈÈÃÅʼþ (ASIC) and the Australian Prudential Regulation Authority (APRA) have published new information ...

14 March 2024 MEDIA RELEASE
24-043MR ½ñÈÕÈÈÃÅʼþacts against 15 SMSF auditors performing in-house audits

½ñÈÕÈÈÃÅʼþhas imposed conditions on the registration of 13 self-managed superannuation fund (SMSF) auditors and accepted voluntary cancellations of two ...

8 March 2024 MEDIA RELEASE
24-042MR Members’ voluntary liquidator sentenced for dishonestly using his position to withdraw company funds

Ronald Lester Cardwell of Cherrybrook, New South Wales, has been convicted and sentenced to a term of 24 months imprisonment, to be served by way of ...

8 March 2024 MEDIA RELEASE
24-041MR ½ñÈÕÈÈÃÅʼþdisqualifies former ASX listed Merlin Diamonds director Joseph Gutnick for four years

Joseph Gutnick of St Kilda East, Victoria, has been disqualified by ½ñÈÕÈÈÃÅʼþfrom managing corporations for a period of four years following his ...

8 March 2024 MEDIA RELEASE
24-040MR ½ñÈÕÈÈÃÅʼþand APRA issue final rules and further guidance for the Financial Accountability Regime

The ½ñÈÕÈÈÃÅʼþ (ASIC) and the Australian Prudential Regulation Authority (APRA) have released final rules and ...

7 March 2024 MEDIA RELEASE
24-039MR ASX pays $1,050,000 penalty for order information transparency failure

ASX Limited has paid a penalty of $1,050,000 following an ½ñÈÕÈÈÃÅʼþinvestigation into its compliance with the Market Integrity Rules. This is the first ...

4 March 2024 MEDIA RELEASE
24-038MR ½ñÈÕÈÈÃÅʼþsucceeds in conflicted remuneration case against financial advice licensee

On the 29 February, the Federal Court found that R M Capital Pty Ltd (RM Capital) failed to take reasonable steps to ensure that its authorised ...

Last updated: 10/08/2024 11:23