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5195 media releases found
30 November 2017 MEDIA RELEASE
17-413MR ½ñÈÕÈÈÃÅʼþoverview of licensing and professional registration - July 2016 to June 2017

½ñÈÕÈÈÃÅʼþhas today reported on its approach to and assessment of licence applications and professional registrations for the period July 2016 to June ...

30 November 2017 MEDIA RELEASE
17-412MR ½ñÈÕÈÈÃÅʼþreports on cyber resilience assessments of financial markets firms

An ½ñÈÕÈÈÃÅʼþreport on the cyber resilience of over 100 firms operating across Australia's financial markets has shown a growing understanding of cyber ...

29 November 2017 MEDIA RELEASE
17-411MR Youi pays $164,000 for poor insurance sales practices

Youi has refunded 102 consumers approximately $14,000 in total, and will pay $150,000 as a community benefit payment to the Financial Rights Legal ...

28 November 2017 MEDIA RELEASE
17-410MR Volkswagen Financial Services Australia pays $216,000 penalty for misleading advertising

Volkswagen Financial Services Australia Pty Ltd (ACN 097 071 460) (VWFSA) has paid a penalty of $216,000 after ½ñÈÕÈÈÃÅʼþissued 20 infringement ...

28 November 2017 MEDIA RELEASE
17-409MR ½ñÈÕÈÈÃÅʼþappoints expert to review fees and costs disclosure settings

The ½ñÈÕÈÈÃÅʼþ (ASIC) has appointed Darren McShane to conduct an expert review of fees and costs disclosure in ...

28 November 2017 MEDIA RELEASE
17-408MR ½ñÈÕÈÈÃÅʼþbans South Australian financial adviser for three years

½ñÈÕÈÈÃÅʼþhas banned Mr Ramana Rao of Heathpool, South Australia, from providing financial services for three years because he was not adequately trained ...

27 November 2017 MEDIA RELEASE
17-406MR Registration of Vocation auditor cancelled

½ñÈÕÈÈÃÅʼþtoday announced it has accepted a request from Mr Stephen James Bourke of PricewaterhouseCoopers to cancel his registration as a registered ...

24 November 2017 MEDIA RELEASE
17-404MR ½ñÈÕÈÈÃÅʼþaccepts enforceable undertaking from Foster Stockbroking following ½ñÈÕÈÈÃÅʼþinvestigation into conflicts of interests

½ñÈÕÈÈÃÅʼþhas today accepted an enforceable undertaking (EU) from Foster Stockbroking Pty Limited (FSB) over the stockbroker's capital markets and ...

23 November 2017 MEDIA RELEASE
17-403MR Dubai and Australia seal agreement on fintech cooperation

The Dubai Financial Services Authority ('DFSA') and ½ñÈÕÈÈÃÅʼþtoday signed a Cooperation Agreement which provides a framework for cooperation to support ...

23 November 2017 MEDIA RELEASE
17-402MR ½ñÈÕÈÈÃÅʼþtakes action against unlicensed financial services companies

½ñÈÕÈÈÃÅʼþhas acted to stop two Queensland-based financial services companies from selling insurance products and providing financial services without ...

Last updated: 10/08/2024 11:23