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½ñÈÕÈÈÃÅʼþhas banned financial adviser Peter Jianchao Xu from providing financial services for five years following a surveillance of Mr Xu’s advice. Mr ...

The Federal Court of Australia has found Dover Financial Advisers Pty Ltd (Dover) engaged in false, misleading or deceptive conduct. The conduct in ...

½ñÈÕÈÈÃÅʼþhas banned Paul Nielsen, a former director of Endeavour Securities (Australia) Ltd (Endeavour) and Linchpin Capital Group Ltd (Linchpin), from ...

As announced on 14 November 2019, ½ñÈÕÈÈÃÅʼþhas taken action to provide certainty to Australian financial services (AFS) licensees that they will not be ...

½ñÈÕÈÈÃÅʼþnotes the decision by Eco Energy Group Limited (Eco Energy) to devalue its intellectual property assets by $49.6 million as a prior period error ...

½ñÈÕÈÈÃÅʼþhas banned financial adviser Jihad Soleiman, of Wollert, Victoria from providing financial services for six years. Mr Soleiman was an authorised ...

½ñÈÕÈÈÃÅʼþhas banned Perth-based financial adviser Lawrence O’Neill from providing financial services for four years. This follows an ½ñÈÕÈÈÃÅʼþsurveillance ...

Former Western Sydney NAB branch manager, Mathew Alwan, has been sentenced to 12 months imprisonment to be served by way of Intensive Corrections ...

Following concerns raised by ½ñÈÕÈÈÃÅʼþabout unfair telephone sales of life insurance, The Colonial Mutual Life Assurance Society Limited (trading as ...

The Colonial Mutual Life Assurance Society Limited, trading as CommInsure, has today pleaded guilty to 87 counts of offering to sell insurance ...