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5167 media releases found
2 August 2022 MEDIA RELEASE
22-203MR ½ñÈÕÈÈÃÅʼþextends transitional relief for foreign financial services providers

½ñÈÕÈÈÃÅʼþis extending for a further 12 months the transitional relief for foreign financial services providers (FFSPs) from the requirement to hold an ...

2 August 2022 MEDIA RELEASE
22-202MR ½ñÈÕÈÈÃÅʼþbans Adelaide based financial adviser for five years

½ñÈÕÈÈÃÅʼþhas banned Antonio Simeone from providing financial services for five years. Mr Simeone is the current director, authorised representative, key ...

2 August 2022 MEDIA RELEASE
22-201MR ½ñÈÕÈÈÃÅʼþcancels AFS licence of Simeone Pty Ltd

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Adelaide-based financial services provider, Simeone Pty Ltd (Simeone), ...

2 August 2022 MEDIA RELEASE
22-200MR ½ñÈÕÈÈÃÅʼþcancels AFS licence of PDM Capital Pty Ltd

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of PDM Capital Pty Ltd (PDM Capital).The licence was cancelled on the basis that ...

2 August 2022 MEDIA RELEASE
22-199MR ½ñÈÕÈÈÃÅʼþplaces stop order on PDS and advertisements for Private Property Trust No. 20 in Fawkner Property Ltd

½ñÈÕÈÈÃÅʼþhas made an interim stop order preventing Fawkner Property Ltd (Fawkner) from issuing or transferring interests in Private Property Trust No. 20 ...

1 August 2022 MEDIA RELEASE
22-198MR Former auditor of Big Un Limited convicted for failing to comply with auditing standards

On 1 August 2022, the former auditor of the collapsed entity Big Un Limited, Graham Rothesay Swan, was convicted for failing to conduct the audit of ...

29 July 2022 MEDIA RELEASE
22-197MR ½ñÈÕÈÈÃÅʼþsuspends licence of Alice Springs financial service provider for six months

½ñÈÕÈÈÃÅʼþhas suspended the Australian financial services (AFS) licence of Alice Springs-based financial services provider HJ Shortland & Co Wealth ...

29 July 2022 MEDIA RELEASE
22-196MR ½ñÈÕÈÈÃÅʼþbans Queensland responsible manager for four years

½ñÈÕÈÈÃÅʼþhas banned Albert Christen Walters, known as Chris Walters, from performing the functions of an officer and a responsible manager of a financial ...

29 July 2022 MEDIA RELEASE
22-195MR ½ñÈÕÈÈÃÅʼþAnnual Forum registrations open

Registrations are now open for the ½ñÈÕÈÈÃÅʼþAnnual Forum and Dinner to be held on 3–4 November 2022.   ½ñÈÕÈÈÃÅʼþChair Joe Longo said, ‘This will be the first ...

28 July 2022 MEDIA RELEASE
22-194MR ASIC’s first DDO stop orders to prevent offer of financial products to consumers

½ñÈÕÈÈÃÅʼþhas placed interim stop orders on three financial firms in response to deficiencies in the target market determination (TMD) for their products. ...

Last updated: 10/08/2024 11:23