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22 July 2014 MEDIA RELEASE
14-171MR ½ñÈÕÈÈÃÅʼþpermanently bans Queensland financial adviser

½ñÈÕÈÈÃÅʼþhas permanently banned Queensland-based financial adviser, Mr Thanh Quoc Tu, from engaging in providing financial services. For most of the ...

11 July 2014 MEDIA RELEASE
14-164MR ½ñÈÕÈÈÃÅʼþreleases feedback report on complex products

½ñÈÕÈÈÃÅʼþtoday published feedback it has received on the risks posed to investors by complex products and options for mitigating these risks. In January ...

10 July 2014 MEDIA RELEASE
14-163MR ½ñÈÕÈÈÃÅʼþpermanently bans Victorian finance broker

½ñÈÕÈÈÃÅʼþhas permanently banned Mr Rudy Noel Frugtniet, a former Victorian finance broker, from engaging in credit activities after it was found he ...

9 July 2014 MEDIA RELEASE
14-162MR Australian students score well in PISA financial literacy test but more to be done: ASIC

The ½ñÈÕÈÈÃÅʼþ (ASIC) has welcomed the results of the first international study of students' financial literacy ...

8 July 2014 MEDIA RELEASE
14-160MR ½ñÈÕÈÈÃÅʼþremoves liquidator from industry

½ñÈÕÈÈÃÅʼþhas cancelled the registration of liquidator, Mr Pino Fiorentino, following a successful application to the disciplinary body, the Companies ...

8 July 2014 MEDIA RELEASE
14-159MR ACCC and ½ñÈÕÈÈÃÅʼþrevise guidelines for businesses and consumers about debt collection activities

The Australian Competition and Consumer Commission (ACCC) and the ½ñÈÕÈÈÃÅʼþ (ASIC) have launched an updated ...

8 July 2014 MEDIA RELEASE
14-158MR ½ñÈÕÈÈÃÅʼþreports on fee disclosure practices for super and managed investments

½ñÈÕÈÈÃÅʼþtoday released a report on our review of fee and cost disclosure practices in the superannuation and managed investment industry. ½ñÈÕÈÈÃÅʼþ...

3 July 2014 MEDIA RELEASE
14-152MR New regulation of financial advisers providing tax advice

From 1 July 2014, the Tax Practitioners Board (TPB) regulates financial advisers who provide tax (financial) advice services under the Tax Agent ...

3 July 2014 MEDIA RELEASE
14-151MR ½ñÈÕÈÈÃÅʼþpermanently bans former South Australian financial adviser

½ñÈÕÈÈÃÅʼþhas permanently banned former financial adviser Tina Louise McPhee of South Australia from providing financial services and from engaging in ...

2 July 2014 MEDIA RELEASE
14-147MR ½ñÈÕÈÈÃÅʼþpermanently bans Victorian insurance broker

½ñÈÕÈÈÃÅʼþhas permanently banned Mr Christopher Anthony Vassallo of Essendon, Victoria from providing financial services after an investigation found he ...

Last updated: 10/08/2024 11:23