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5199 media releases found
19 December 2014 MEDIA RELEASE
14-343MR ½ñÈÕÈÈÃÅʼþsteps up action on lodging financial reports

Four Australian public companies have been convicted and fined for failing to lodge financial reports, taking ASIC's prosecutions to 10 since 1 July ...

19 December 2014 MEDIA RELEASE
14-342MR ½ñÈÕÈÈÃÅʼþaction restrains FX business and sole director from carrying on a financial services business

Foreign exchange (FX) business, Monarch FX Group Pty Ltd (Monarch FX) and its former director and general manager, Quinten Hunter, have been ...

19 December 2014 MEDIA RELEASE
14-341MR ½ñÈÕÈÈÃÅʼþinvestigation prompts NuSep into enforceable undertaking

½ñÈÕÈÈÃÅʼþhas accepted an enforceable undertaking (EU) from biotech company NuSep Holdings Limited following concerns over its corporate governance, ...

18 December 2014 MEDIA RELEASE
14-340MR Gippsland Secured Investments auditor deregistered

½ñÈÕÈÈÃÅʼþhas cancelled the registration of the auditor of Gippsland Secured Investments (GSI) following a deficient audit of the since collapsed ...

17 December 2014 MEDIA RELEASE
14-339MR Avestra Asset Management fined for breaching takeover laws

Avestra Asset Management Limited has been convicted and fined for breaching takeover laws. Appearing in the Melbourne Magistrates Court on 16 ...

17 December 2014 MEDIA RELEASE
14-338MR ½ñÈÕÈÈÃÅʼþcancels Protect Ensure’s AFS licence

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Protect Ensure Pty Ltd. This follows their licence being suspended earlier this ...

17 December 2014 MEDIA RELEASE
14-337MR ½ñÈÕÈÈÃÅʼþreleases the first Australian Financial Attitudes and Behaviour Tracker

½ñÈÕÈÈÃÅʼþtoday released the Australian Financial Attitudes and Behaviour Tracker (the Tracker), a new piece of research that explores some key financial ...

16 December 2014 MEDIA RELEASE
14-336MR ½ñÈÕÈÈÃÅʼþinvestigation leads to Interactive Brokers refunding $1.5 million to Australian customers

Following an investigation by ASIC, Interactive Brokers LLC (IB), a US-based online brokerage firm, will refund approximately $1.5 million in fees ...

15 December 2014 MEDIA RELEASE
14-335MR ½ñÈÕÈÈÃÅʼþcancels registrations of SMSF auditors

½ñÈÕÈÈÃÅʼþhas cancelled the registration of 440 Self-managed superannuation fund (SMSF) auditors who did not undertake or pass a competency exam necessary ...

12 December 2014 MEDIA RELEASE
14-334MR ½ñÈÕÈÈÃÅʼþclass order clarifies fee and cost disclosure requirements

Following a review of fee disclosure practices, ½ñÈÕÈÈÃÅʼþtoday released a class order clarifying key fee and cost disclosure requirements for Product ...

Last updated: 10/08/2024 11:23