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How ½ñÈÕÈÈÃÅʼþregulates financial services and products and what to do when you have a problem with your finances.
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Following an investigation, ½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of FX provider Rainbow Legend Group Pty Ltd (Rainbow ...
Following an application by ASIC, the Federal Court in Melbourne today ordered the surrender of the passports of two directors of a Melbourne-based ...
½ñÈÕÈÈÃÅʼþhas banned a Sydney finance broker from engaging in credit activities for three years and cancelled her Australian credit licence. An ½ñÈÕÈÈÃÅʼþ...
½ñÈÕÈÈÃÅʼþhas introduced an improved way of communicating financial information to investors and other users of financial reports. Companies can now ...
Brisbane director, Brian David Leah, has been convicted and fined $1,500 for lodging a false document with ASIC. Mr Leah pleaded guilty in the Pine ...
½ñÈÕÈÈÃÅʼþhas cancelled the Australian credit licence of the company formerly called Heritage Financial Solutions Australia Pty Ltd and Heritage – Freedom ...
½ñÈÕÈÈÃÅʼþwill develop a regulatory guide on review and remediation programs conducted by Australian financial services licensees that provide financial ...
½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licences of four licensees that failed to lodge audited annual statements. These ...
½ñÈÕÈÈÃÅʼþhas disqualified Mr Geoffrey Vere Reed and Mr Derry Bernard Hill, both of Sydney from managing corporations. Mr Reed is disqualified for three ...
½ñÈÕÈÈÃÅʼþhas repealed a number of obligations under the ½ñÈÕÈÈÃÅʼþmarket integrity rules to reduce the compliance burden on market participants. The repeals, ...
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