Information and guides to help to start and manage your business or company.
Information about applying for and maintaining your licence or professional registration
How ½ñÈÕÈÈÃÅʼþregulates financial services and products and what to do when you have a problem with your finances.
Everything you need to know about the areas we regulate.
About us, how we regulate and the laws we administer
You are here:
½ñÈÕÈÈÃÅʼþhas removed Shaun Gregory Morgan (a.k.a. Shaun Monroe) as a company director. This comes as a result of Mr Morgan, a 38-year old New Zealand ...
Following concerns about breaches of a number of reporting, financial and other financial services licensee obligations, ½ñÈÕÈÈÃÅʼþhas cancelled the ...
Frequently asked questions Why has ½ñÈÕÈÈÃÅʼþcommenced the proceedings? ½ñÈÕÈÈÃÅʼþcommenced proceedings on 9 September 2015 in the Federal Court of Australia ...
½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Dunfo Capital Pty Ltd (AFS Licence No 403199) for failing to comply with a ...
½ñÈÕÈÈÃÅʼþhas released its latest report outlining decisions on relief applications covering the period 1 February to 31 May 2015. Businesses frequently ...
Following an ½ñÈÕÈÈÃÅʼþinvestigation, Nigel Derek Heath of New South Wales was convicted and sentenced today after pleading guilty to two market ...
½ñÈÕÈÈÃÅʼþhas accepted enforceable undertakings (EU) from two Queensland financial advisers following concerns over their compliance with financial ...
½ñÈÕÈÈÃÅʼþhas banned a life insurance financial adviser and former authorised representative of Neo Financial Solutions Pty Ltd from providing financial ...
½ñÈÕÈÈÃÅʼþtoday published its second report on its approach to licence applications. Report 448 Overview of licensing and professional registration ...
½ñÈÕÈÈÃÅʼþis aware websites www.fxabs.com.au and www.fxabs.com are falsely claiming their services are regulated by ½ñÈÕÈÈÃÅʼþand that they are linked to the ...
Find a media release
Speeches
Articles
Key matters
For journalists
More information