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5197 media releases found
22 December 2015 MEDIA RELEASE
15-406MR ½ñÈÕÈÈÃÅʼþaccepts EUs from Institutional Stockbroker and Hedge Fund Trader for concerns about misuse of confidential client information

Mr Aitken and Bell Potter Following an investigation, ½ñÈÕÈÈÃÅʼþhas accepted enforceable undertakings (EUs) from Sydney institutional stockbroker Mr Angus ...

22 December 2015 MEDIA RELEASE
15-405MR ½ñÈÕÈÈÃÅʼþfinalises its enquiries into UBS Securities research function

½ñÈÕÈÈÃÅʼþhas completed its enquiries in relation to the circumstances of research published by UBS Securities Australia Ltd (UBS Securities) regarding ...

21 December 2015 MEDIA RELEASE
15-404MR Provisional liquidator appointed to fundraising companies

Following an application by ASIC, the Federal Court of Australia has today ordered the appointment of Ross Blakeley and Quentin Olde of FTI ...

21 December 2015 MEDIA RELEASE
15-403MR ½ñÈÕÈÈÃÅʼþdisqualifies Melbourne director

½ñÈÕÈÈÃÅʼþhas disqualified Mr Nicholas Francis John Bolton of Melbourne from managing corporations for three years following his involvement in the ...

18 December 2015 MEDIA RELEASE
15-402MR Living Cell Technologies pays penalty for alleged continuous disclosure breach

Following an ½ñÈÕÈÈÃÅʼþinvestigation, Living Cell Technologies Limited (LCT) has paid a penalty of $33,000 for allegedly failing to comply with its ...

18 December 2015 MEDIA RELEASE
15-401MR ½ñÈÕÈÈÃÅʼþtakes action to freeze assets and wind up companies associated with land banking schemes

½ñÈÕÈÈÃÅʼþhas commenced proceedings in the Federal Court of Australia (Victoria) to freeze assets and wind up companies associated with two land banking ...

18 December 2015 MEDIA RELEASE
15-400MR Ipowow! Ltd fined for failing to lodge financial reports

Ipowow! Ltd, an unlisted public company, has been convicted in the Sutherland Local Court for failing to lodge financial reports with ASIC. Ipowow! ...

18 December 2015 MEDIA RELEASE
15-399MR ½ñÈÕÈÈÃÅʼþpermanently bans former WA bank manager

½ñÈÕÈÈÃÅʼþhas permanently banned Mr Darren Jason Arnold from providing financial services and engaging in credit activities. Until April 2014, Mr Arnold ...

18 December 2015 MEDIA RELEASE
15-398MR ½ñÈÕÈÈÃÅʼþbans former financial adviser for market manipulation

½ñÈÕÈÈÃÅʼþhas banned Tony Davidof, a former financial adviser, from providing financial services for three years. An ½ñÈÕÈÈÃÅʼþinvestigation found that Mr ...

18 December 2015 MEDIA RELEASE
15-397MR Carrum Downs couple committed for trial over $1.5 million fraud

Following a three day committal hearing in the Melbourne Magistrates Court, Mrs Maureen Gael Johnston and Mr Douglas Gordon Johnston, both of Carrum ...

Last updated: 10/08/2024 11:23