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5191 media releases found
26 July 2016 MEDIA RELEASE
16-237MR ½ñÈÕÈÈÃÅʼþcancels AFS licence for failing to lodge financial statements

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Sydney-based Edwards Benefits Advisors Pty Ltd (Edwards Benefits) for failing ...

26 July 2016 MEDIA RELEASE
16-236MR ½ñÈÕÈÈÃÅʼþbans former client adviser for five years

½ñÈÕÈÈÃÅʼþhas banned former client adviser, Mr Ryan Batros, of Melbourne, from providing financial services for five years.  Mr Batros was an authorised ...

26 July 2016 MEDIA RELEASE
16-235MR ½ñÈÕÈÈÃÅʼþbrings charges against Murray Bridge grain trader

Murray Bridge grain trader, Brenton Strauss, has appeared in the Murray Bridge Magistrates' Court on two charges, brought by ASIC, of breaching his ...

25 July 2016 MEDIA RELEASE
16-234MR ½ñÈÕÈÈÃÅʼþconsults on communicating audit findings to directors, audit committees or senior managers

½ñÈÕÈÈÃÅʼþtoday released a consultation paper about it directly communicating specific financial reporting and audit findings identified from ½ñÈÕÈÈÃÅʼþreviews ...

22 July 2016 MEDIA RELEASE
16-233MR ½ñÈÕÈÈÃÅʼþobtains asset-freezing orders against company secretary of Continental Coal Limited (in liquidation)

Following an ½ñÈÕÈÈÃÅʼþapplication, the Federal Court in Perth has made asset preservation orders, by consent, against Ms Jane Rosemary Flegg, a Western ...

22 July 2016 MEDIA RELEASE
16-232MR Former mortgage broker charged with giving misleading information to lender

  Ms Jianyong (Jenny) Mao, of South Brisbane, Queensland, has appeared in the Southport Magistrates' Court on a charge brought by ½ñÈÕÈÈÃÅʼþof giving ...

21 July 2016 MEDIA RELEASE
16-231MR ½ñÈÕÈÈÃÅʼþconsults on proposed guidance on risk management

½ñÈÕÈÈÃÅʼþtoday released a consultation paper and proposed regulatory guidance on risk management practices for responsible entities in the managed funds ...

21 July 2016 MEDIA RELEASE
16-230MR ½ñÈÕÈÈÃÅʼþconsults on 'sunsetting' class order about nominee and custody services and proposed changes to platforms policy

½ñÈÕÈÈÃÅʼþtoday released a consultation paper proposing to remake its class order on nominee and custody services, which is currently due to expire ...

20 July 2016 MEDIA RELEASE
16-229MR ½ñÈÕÈÈÃÅʼþremakes and repeals 'sunsetting' class orders on trustee company common funds

Following public consultation, ½ñÈÕÈÈÃÅʼþhas finalised an Instrument to maintain relief concerning the entities to which client money can be deposited ...

20 July 2016 MEDIA RELEASE
16-228MR ½ñÈÕÈÈÃÅʼþcancels AFSL of ICBC Capital Pty Ltd (in liquidation)

½ñÈÕÈÈÃÅʼþhas cancelled the Australian Financial Services (AFS) licence of ICBC Capital Pty Ltd (in liquidation) (ACN140 629 296). ICBC was formerly known ...

Last updated: 10/08/2024 11:23