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5191 media releases found
31 October 2016 MEDIA RELEASE
16-369MR ½ñÈÕÈÈÃÅʼþ2015–16 Annual report tabled

ASIC's annual report for the 2015–16 financial year has been tabled today, Monday 31 October 2016, in the Australian Parliament. The annual report is ...

31 October 2016 MEDIA RELEASE
16-368MR ½ñÈÕÈÈÃÅʼþpermanently bans former financial adviser Ashley Howard

½ñÈÕÈÈÃÅʼþhas permanently banned former NSW financial adviser Mr Ashley Grant Howard from providing financial services after an investigation found he ...

28 October 2016 MEDIA RELEASE
16-367MR West Australian property developer and Macro Realty Group of companies consent to extend interim orders obtained by ASIC

West Australian-based property developer, Ms Desiree Veronica Macpherson, and various companies associated with the Macro Realty Group, of which Ms ...

28 October 2016 MEDIA RELEASE
16-366MR ½ñÈÕÈÈÃÅʼþbans former Gladstone financial advisor

½ñÈÕÈÈÃÅʼþhas permanently banned Ms Linda Rae Whelan from providing financial services or engaging in credit activity after she was sentenced to ...

27 October 2016 MEDIA RELEASE
16-365MR ½ñÈÕÈÈÃÅʼþreleases report on the charging of advice fees without providing advice by major financial institutions

The ½ñÈÕÈÈÃÅʼþ (ASIC) today released Report 499 Financial advice: Fees for no service (REP 499). The report ...

27 October 2016 MEDIA RELEASE
16-364MR AAT affirms ASIC’s decision to refuse an application Clemente Group Holdings Pty Ltd for a derivatives/market maker licence

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to refuse an application from Clemente Group Holdings Pty Ltd (Clemente) ...

27 October 2016 MEDIA RELEASE
16-363MR ½ñÈÕÈÈÃÅʼþdisqualifies SMSF auditor

½ñÈÕÈÈÃÅʼþhas disqualified Pierre Jarjoura of New South Wales from being an approved self-managed superannuation fund (SMSF) auditor. ½ñÈÕÈÈÃÅʼþdetermined that ...

27 October 2016 MEDIA RELEASE
16-362MR ½ñÈÕÈÈÃÅʼþclarifies record-keeping obligations for financial services licensees

½ñÈÕÈÈÃÅʼþhas clarified financial advisers’ record-keeping obligations by way of an amendment to Class Order [CO 14/923] Record-keeping obligations for ...

25 October 2016 MEDIA RELEASE
16-361MR ½ñÈÕÈÈÃÅʼþaccepts EU from NSW liquidator

½ñÈÕÈÈÃÅʼþhas accepted an enforceable undertaking (EU) from Sydney-based registered liquidator, Mr Clifford John Sanderson of Dissolve Pty Ltd as Trustee ...

24 October 2016 MEDIA RELEASE
16-360MR ½ñÈÕÈÈÃÅʼþseeks orders to wind up investment and technology companies

½ñÈÕÈÈÃÅʼþhas applied to the Supreme Court of Queensland for orders to wind up two public companies, Gognos Holdings Ltd (Gognos) and Dynamic Agri Tech ...

Last updated: 10/08/2024 11:23