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5191 media releases found
29 November 2016 MEDIA RELEASE
16-411MR Australian Financial Services licence suspended for failing to lodge financial statements

½ñÈÕÈÈÃÅʼþhas suspended the Australian Financial Services (AFS) licence of Sydney-based Group Underwriters & Managers Pty Ltd (GUM) for three months ...

28 November 2016 MEDIA RELEASE
16-410MR ½ñÈÕÈÈÃÅʼþopening statement to the Parliamentary Joint Committee

Parliamentary Joint Committee on Corporations & Financial Services Good morning Chairman (Mr Steve Irons, MHR), and congratulations on your ...

28 November 2016 MEDIA RELEASE
16-409MR ½ñÈÕÈÈÃÅʼþbans former Westpac financial planner for eight years

½ñÈÕÈÈÃÅʼþhas banned Mr Anthony Bishop of Chelmer, Queensland, from providing financial services for eight years. ½ñÈÕÈÈÃÅʼþfound that during the period ...

28 November 2016 MEDIA RELEASE
16-408MR ½ñÈÕÈÈÃÅʼþlaunches new digital toolkit to help Australians navigate financial advice

A new online toolkit developed by ASIC's MoneySmart will enable Australians to better understand and navigate the financial advice process.  ASIC's ...

25 November 2016 MEDIA RELEASE
16-407MR ½ñÈÕÈÈÃÅʼþconsults on remaking class orders on application form requirements

½ñÈÕÈÈÃÅʼþtoday released a consultation paper proposing to remake four class orders that are due to expire (‘sunset’) in 2017 and to incorporate two ...

24 November 2016 MEDIA RELEASE
16-406 MR ½ñÈÕÈÈÃÅʼþupdates licence conditions on Morgans Financial Limited

½ñÈÕÈÈÃÅʼþand Morgans Financial Limited (Morgans) have agreed for an independent compliance consultant to monitor, evaluate and report on Morgans' ...

23 November 2016 MEDIA RELEASE
16-405MR ½ñÈÕÈÈÃÅʼþconsults on repealing ½ñÈÕÈÈÃÅʼþclass orders about holding client assets

½ñÈÕÈÈÃÅʼþhas today released a consultation paper proposing to repeal three class orders due to expire ('sunset') in 2017. These are: Class Order [CO ...

23 November 2016 MEDIA RELEASE
16-404MR ½ñÈÕÈÈÃÅʼþapproves the FPA Professional Ongoing Fees Code

½ñÈÕÈÈÃÅʼþhas provided relief for members of the Financial Planning Association of Australia (FPA) who subscribe to the FPA Professional Ongoing Fees Code ...

23 November 2016 MEDIA RELEASE
16-403MR ½ñÈÕÈÈÃÅʼþcancels credit licence of Rent To Own Appliances

½ñÈÕÈÈÃÅʼþhas cancelled the Australian credit licence of S & S Enterprises Pty Ltd, trading as appliance rental business Rent To Own Appliances, after ...

23 November 2016 MEDIA RELEASE
16-402MR Former listed public company director found guilty of dishonest conduct

Former TZ Limited director, Andrew John Sigalla, was late yesterday found guilty on 24 counts of dishonest conduct, following a 22-day trial before a ...

Last updated: 10/08/2024 11:23