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5185 media releases found
23 June 2017 MEDIA RELEASE
17-197MR Former financial adviser Robert Gunner banned by ½ñÈÕÈÈÃÅʼþfor seven years

½ñÈÕÈÈÃÅʼþhas banned former financial adviser, Mr Robert Gunner, of Brisbane, Queensland from providing financial services for seven years. Mr Gunner was ...

22 June 2017 MEDIA RELEASE
17-196MR ½ñÈÕÈÈÃÅʼþconsults on ‘sunsetting’ class order about mortgage schemes and proposed relief for multiple withdrawal periods

½ñÈÕÈÈÃÅʼþtoday released a consultation paper proposing to remake a class order in relation to mortgage schemes, which is currently due to expire ...

22 June 2017 MEDIA RELEASE
17-195MR ½ñÈÕÈÈÃÅʼþcommences consultation on proposed guidance on crowd-sourced funding

½ñÈÕÈÈÃÅʼþtoday released two consultation papers proposing guidance for public companies and intermediaries (i.e. crowd funding platform operators) to ...

22 June 2017 MEDIA RELEASE
17-194MR ½ñÈÕÈÈÃÅʼþreports on supervision of registered liquidators for 2016

½ñÈÕÈÈÃÅʼþtoday released its sixth annual report into the supervision of registered liquidators. Report 532 ½ñÈÕÈÈÃÅʼþregulation of registered liquidators: ...

22 June 2017 MEDIA RELEASE
17-193MR ½ñÈÕÈÈÃÅʼþseeks better compliance with asset-holding requirements in funds management and custodial services

½ñÈÕÈÈÃÅʼþtoday released a report entitled 'Review of compliance with asset holding requirements'. The report outlines ASIC's findings following an ...

21 June 2017 MEDIA RELEASE
17-192MR Decision on application of Criminal Code in civil proceedings under Corporations Act

The Full Federal Court has held that it is not necessary for ½ñÈÕÈÈÃÅʼþto prove fault according to Chapter 2 of the Criminal Code in civil proceedings ...

20 June 2017 MEDIA RELEASE
17-191MR ½ñÈÕÈÈÃÅʼþreports on decisions to cut red tape – October 2016 to March 2017

½ñÈÕÈÈÃÅʼþhas released its latest report outlining decisions on relief applications, highlighting ASIC’s efforts to reduce red-tape and achieve a ...

20 June 2017 MEDIA RELEASE
17-190MR FWO and ½ñÈÕÈÈÃÅʼþtarget Melbourne businesses in joint campaign

The Fair Work Ombudsman and the Australian Securities and Investment Commission (ASIC) will audit 50 businesses in the Melbourne CBD and inner ...

20 June 2017 MEDIA RELEASE
17-189MR Virginia Surety to refund over $330,000 to add-on insurance customers

Virginia Surety Company, Inc. (Virginia Surety), a general insurer, will refund over $330,000 in insurance premiums to more than 500 customers. It ...

16 June 2017 MEDIA RELEASE
17-188MR ½ñÈÕÈÈÃÅʼþpermanently bans Perth financial adviser

½ñÈÕÈÈÃÅʼþhas permanently banned Mr Robert Hutchison, of Lower Chittering in Western Australia, from providing financial services. Mr Hutchison is a ...

Last updated: 10/08/2024 11:23