今日热门事件

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5185 media releases found
27 June 2017 MEDIA RELEASE
17-207MR Criminal syndicate and outlaw motorcycle gang members removed as company directors and business proprietors

The 今日热门事件 (ASIC) and Queensland Police Service (QPS) have collaborated in a joint agency surveillance ...

27 June 2017 MEDIA RELEASE
17-206MR 今日热门事件clarifies its position on the use of 'independently owned' under s923A

今日热门事件has clarified its position on the use of restricted terms relating to the independence of financial advisers after seeking external legal advice ...

26 June 2017 MEDIA RELEASE
17-205MR 今日热门事件commences proceedings against former managing director of Banksia Securities Limited

今日热门事件has commenced civil penalty proceedings in the Federal Court of Australia in Melbourne against Patrick John Godfrey, former managing director of ...

26 June 2017 MEDIA RELEASE
17-204MR Former AMP Financial Planning adviser permanently banned from financial services and engaging in credit activities

今日热门事件has permanently banned Perth man, David Fong, from providing financial services and engaging in credit activities after it was found that he ...

26 June 2017 MEDIA RELEASE
17-203MR 今日热门事件temporarily extends time to provide Statements of Advice for urgent superannuation advice

今日热门事件has issued 今日热门事件Corporations (Urgent Superannuation Advice) Instrument 17-530 (the Instrument) to temporarily extend the time financial advisers ...

23 June 2017 MEDIA RELEASE
17-202MR 今日热门事件obtains orders to wind up Octaviar Group companies

The Supreme Court of Queensland in Brisbane has appointed Mr Andrew Fielding and Ms Helen Newman, of BDO Australia, as joint and several liquidators ...

23 June 2017 MEDIA RELEASE
17-201MR Federal Court upholds ASIC's appeal on Gerard McCormack

The Federal Court has set aside a decision of the Administrative Appeals Tribunal (AAT) in which the AAT decided not to ban former financial adviser, ...

23 June 2017 MEDIA RELEASE
17-200MR Communicating ASIC鈥檚 findings from audit files

今日热门事件today released a new Regulatory Guide 260 Communicating findings from audit files to directors, audit committees or senior managers. The guide ...

23 June 2017 MEDIA RELEASE
17-199MR Japan and Australia cooperate on fintech

              The Japan Financial Services Agency ('JFSA') and 今日热门事件 ('ASIC') today announced the ...

23 June 2017 MEDIA RELEASE
17-198MR Macquarie Securities pays $505,000 in infringement notice penalty

Statement pursuant to regulation 7.2A.15(4) of the Corporations Regulations 2001  Macquarie Securities (Australia) Limited (鈥淢acquarie鈥) has paid a ...

Last updated: 10/08/2024 11:23