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5184 media releases found
14 July 2017 MEDIA RELEASE
17-236MR Huntley Management Ltd ordered to pay penalty for false and misleading advertising

The Federal Court of Australia has ordered Huntley Management Limited (Huntley) to pay a penalty of $50,000 for false and misleading advertising that ...

14 July 2017 MEDIA RELEASE
17-235MR ASIC’s cost recovery framework finalised

ASIC’s cost recovery framework has been finalised, incorporating changes made after broad industry consultation. The framework, outlined in Report ...

11 July 2017 MEDIA RELEASE
17-234MR Director of Melbourne plumbing business pleads guilty to fraud

Following an ½ñÈÕÈÈÃÅʼþinvestigation, Mr Paul Joseph Hanson, a former director of Wida Plumbing Supplies Pty Ltd (Wida), has pleaded guilty to one count ...

11 July 2017 MEDIA RELEASE
17-233MR ½ñÈÕÈÈÃÅʼþcancels AFS licence of Grey Oak Services Pty Ltd

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Sydney-based company Grey Oak Services Pty Ltd (AFS 430752) for failing to ...

11 July 2017 MEDIA RELEASE
17-232MR ½ñÈÕÈÈÃÅʼþremakes ‘sunsetting’ class order on credit union member shares

½ñÈÕÈÈÃÅʼþhas remade Class Order [CO 02/1176] Credit union member shares in ½ñÈÕÈÈÃÅʼþCorporations (Credit Union Member Shares) Instrument 2017/616. [CO ...

11 July 2017 MEDIA RELEASE
17-231MR ½ñÈÕÈÈÃÅʼþconsults on new client money reporting rules

½ñÈÕÈÈÃÅʼþhas today released a consultation paper proposing to make new client money reporting rules (client money rules) for Australian financial ...

7 July 2017 MEDIA RELEASE
17-230MR ½ñÈÕÈÈÃÅʼþbans former representative of Patersons Securities Limited

½ñÈÕÈÈÃÅʼþhas banned Mr Emmanuel Joseph Duvnjak, of Carrara, Queensland, from providing financial services for five years after he engaged in unauthorised ...

7 July 2017 MEDIA RELEASE
17-229MR NAB makes corrective disclosure to customers about relationships within its wealth management business

An ½ñÈÕÈÈÃÅʼþinvestigation of a number of advice licensees within the National Australia Bank Group (NAB Group), for failing to disclose relationships ...

7 July 2017 MEDIA RELEASE
17-228MR ½ñÈÕÈÈÃÅʼþtakes action over misuse of 'sophisticated investor' certificates

½ñÈÕÈÈÃÅʼþis concerned that some accountants may be harming retail investors by inappropriately providing 'sophisticated investor' certificates. In ...

6 July 2017 MEDIA RELEASE
17-227MR AAT affirms ½ñÈÕÈÈÃÅʼþban of former AMP financial planner

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to permanently ban Mr Rommel Panganiban from providing financial services ...

Last updated: 10/08/2024 11:23