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5181 media releases found
28 November 2017 MEDIA RELEASE
17-408MR ½ñÈÕÈÈÃÅʼþbans South Australian financial adviser for three years

½ñÈÕÈÈÃÅʼþhas banned Mr Ramana Rao of Heathpool, South Australia, from providing financial services for three years because he was not adequately trained ...

27 November 2017 MEDIA RELEASE
17-406MR Registration of Vocation auditor cancelled

½ñÈÕÈÈÃÅʼþtoday announced it has accepted a request from Mr Stephen James Bourke of PricewaterhouseCoopers to cancel his registration as a registered ...

24 November 2017 MEDIA RELEASE
17-404MR ½ñÈÕÈÈÃÅʼþaccepts enforceable undertaking from Foster Stockbroking following ½ñÈÕÈÈÃÅʼþinvestigation into conflicts of interests

½ñÈÕÈÈÃÅʼþhas today accepted an enforceable undertaking (EU) from Foster Stockbroking Pty Limited (FSB) over the stockbroker's capital markets and ...

23 November 2017 MEDIA RELEASE
17-403MR Dubai and Australia seal agreement on fintech cooperation

The Dubai Financial Services Authority ('DFSA') and ½ñÈÕÈÈÃÅʼþtoday signed a Cooperation Agreement which provides a framework for cooperation to support ...

23 November 2017 MEDIA RELEASE
17-402MR ½ñÈÕÈÈÃÅʼþtakes action against unlicensed financial services companies

½ñÈÕÈÈÃÅʼþhas acted to stop two Queensland-based financial services companies from selling insurance products and providing financial services without ...

23 November 2017 MEDIA RELEASE
17-401MR ½ñÈÕÈÈÃÅʼþwelcomes consultation on changes to fees-for-service

½ñÈÕÈÈÃÅʼþwelcomes the release by Treasury of a consultation paper proposing changes to fees-for-service. While around 90% of ASIC’s regulatory ...

22 November 2017 MEDIA RELEASE
17-400MR ½ñÈÕÈÈÃÅʼþacts against Superfunded and the Goldenbergs SMSF scheme

½ñÈÕÈÈÃÅʼþhas commenced proceedings in the Federal Court of Australia and obtained interim injunctions against Perth-based Superfunded Pty Ltd (ACN 617 ...

22 November 2017 MEDIA RELEASE
17-399MR ½ñÈÕÈÈÃÅʼþdelivers on commitment to help limited AFS licensees understand their obligations

The ½ñÈÕÈÈÃÅʼþ (ASIC) has today released new webpage guidance and information sheets to help limited Australian ...

22 November 2017 MEDIA RELEASE
17-398MR AAMI pays $43,200 for misleading advertising

AAMI has paid $43,200 in penalties after ½ñÈÕÈÈÃÅʼþfound it had made false or misleading statements on its website and in radio advertisements for home ...

22 November 2017 MEDIA RELEASE
17-397MR ½ñÈÕÈÈÃÅʼþcancels AFS licence for failing to cooperate with an ½ñÈÕÈÈÃÅʼþsurveillance

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Financial Stewards Pty Ltd (Financial Stewards) for failing to co-operate with ...

Last updated: 10/08/2024 11:23