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5181 media releases found
5 December 2017 MEDIA RELEASE
17-418MR ½ñÈÕÈÈÃÅʼþimposes additional licence conditions on MyPlanner Australia and MyPlanner Professional Services

½ñÈÕÈÈÃÅʼþhas negotiated the imposition of additional conditions on the Australian financial services (AFS) licence of MyPlanner Australia Pty Ltd ...

4 December 2017 MEDIA RELEASE
17-417MR ½ñÈÕÈÈÃÅʼþpermanently bans Victorian insurance product referrer

Following an ½ñÈÕÈÈÃÅʼþinvestigation, Ms Tracey Joanne Burnell, 57, of Victoria, has been permanently banned from providing financial services. Ms Burnell ...

4 December 2017 MEDIA RELEASE
17-416MR Merrill Lynch Equities (Australia) Ltd pays $140,000 in infringement notice penalty

Merrill Lynch Equities (Australia) Limited ('MLEA') has paid a total penalty of $140,000 to comply with an infringement notice given to it by the ...

1 December 2017 MEDIA RELEASE
17-415MR ½ñÈÕÈÈÃÅʼþbans Victorian financial adviser for three years

The ½ñÈÕÈÈÃÅʼþ (ASIC) has banned financial adviser Julie Hamilton from providing financial services for three ...

1 December 2017 MEDIA RELEASE
17-414MR ½ñÈÕÈÈÃÅʼþbans Bell Potter Securities Ltd trader Damien Rodr from providing financial services

½ñÈÕÈÈÃÅʼþhas banned Mr Damien Rodr, of Sydney, from providing financial services under s920A of the Corporations Act following an ½ñÈÕÈÈÃÅʼþinvestigation into ...

30 November 2017 MEDIA RELEASE
17-413MR ½ñÈÕÈÈÃÅʼþoverview of licensing and professional registration - July 2016 to June 2017

½ñÈÕÈÈÃÅʼþhas today reported on its approach to and assessment of licence applications and professional registrations for the period July 2016 to June ...

30 November 2017 MEDIA RELEASE
17-412MR ½ñÈÕÈÈÃÅʼþreports on cyber resilience assessments of financial markets firms

An ½ñÈÕÈÈÃÅʼþreport on the cyber resilience of over 100 firms operating across Australia's financial markets has shown a growing understanding of cyber ...

29 November 2017 MEDIA RELEASE
17-411MR Youi pays $164,000 for poor insurance sales practices

Youi has refunded 102 consumers approximately $14,000 in total, and will pay $150,000 as a community benefit payment to the Financial Rights Legal ...

28 November 2017 MEDIA RELEASE
17-410MR Volkswagen Financial Services Australia pays $216,000 penalty for misleading advertising

Volkswagen Financial Services Australia Pty Ltd (ACN 097 071 460) (VWFSA) has paid a penalty of $216,000 after ½ñÈÕÈÈÃÅʼþissued 20 infringement ...

28 November 2017 MEDIA RELEASE
17-409MR ½ñÈÕÈÈÃÅʼþappoints expert to review fees and costs disclosure settings

The ½ñÈÕÈÈÃÅʼþ (ASIC) has appointed Darren McShane to conduct an expert review of fees and costs disclosure in ...

Last updated: 10/08/2024 11:23