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5181 media releases found
15 June 2018 MEDIA RELEASE
18-175MR ½ñÈÕÈÈÃÅʼþcommences civil penalty proceeding against Westpac for poor financial advice

½ñÈÕÈÈÃÅʼþhas commenced proceedings in the Federal Court of Australia against Westpac Banking Corporation in relation to alleged poor financial advice ...

14 June 2018 MEDIA RELEASE
18-174MR ½ñÈÕÈÈÃÅʼþlaunches civil penalty proceedings against former Quintis managing director Frank Wilson

½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings in the Federal Court of Australia against Frank Cullity Wilson, former managing director of Quintis ...

13 June 2018 MEDIA RELEASE
18-173MR Bananacoast Community Credit Union pays $50,400 for misleading advertising and provides remediation to consumers

½ñÈÕÈÈÃÅʼþenforcement action has resulted in four infringement notices totalling $50,400 to Bananacoast Community Credit Union Pty Ltd (BCU) for ...

13 June 2018 MEDIA RELEASE
18-172MR ½ñÈÕÈÈÃÅʼþworks to ensure registered liquidators comply with obligations

An ½ñÈÕÈÈÃÅʼþreview has found that while registered liquidators are mostly doing the right thing when complying with their lodgement and publication ...

12 June 2018 MEDIA RELEASE
18-171MR ½ñÈÕÈÈÃÅʼþimplements financial benchmark regulatory regime

½ñÈÕÈÈÃÅʼþhas today finalised and published benchmarks rules, a significant benchmarks declaration, and a regulatory guide in a further series of measures ...

12 June 2018 MEDIA RELEASE
18-170MR Wilsons Advisory pays $35,000 in infringement notice penalties

Wilsons Advisory and Stockbroking Limited (‘Wilsons’) has paid a penalty of $35,000 to comply with an infringement notice given to it by the ...

7 June 2018 MEDIA RELEASE
18-169MR ½ñÈÕÈÈÃÅʼþsuspends AFS licence of Vesta Living Communities

The ½ñÈÕÈÈÃÅʼþ (ASIC) has suspended the Australian financial services (AFS) licence of Vesta Living Communities ...

7 June 2018 MEDIA RELEASE
18-168MR ½ñÈÕÈÈÃÅʼþpermanently bans former NAB financial adviser

½ñÈÕÈÈÃÅʼþhas permanently banned Mr Max Kiattisak Eung (also known as Kiattisak Eungpongpan), of Tempe, New South Wales from providing financial services ...

6 June 2018 MEDIA RELEASE
18-167MR AFS licensee fails to meet compliance and supervisory requirements

Australian financial services licensee Allied Financial Solutions Pty Ltd (Allied) will undergo an independent external review of its record keeping, ...

5 June 2018 MEDIA RELEASE
18-166MR ½ñÈÕÈÈÃÅʼþcancels AFS licences of BBY Advisory and SmarTrader and further suspends AFS licence of BBY Ltd

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licences held by SmarTrader Limited (SmarTrader) and BBY Advisory Services Pty Ltd (BBY ...

Last updated: 10/08/2024 11:23