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5180 media releases found
10 October 2018 MEDIA RELEASE
18-304MR Financial adviser professional standards reforms - ½ñÈÕÈÈÃÅʼþreleases new instrument delaying reporting dates and making minor amendments

½ñÈÕÈÈÃÅʼþhas released a new legislative instrument relating to the professional standards reforms for financial advisers, as announced on 1 August 2018 ...

9 October 2018 MEDIA RELEASE
18-303MR ½ñÈÕÈÈÃÅʼþbans Spectrum Wealth financial adviser for three years

Spectrum Wealth Adviser, Gurumukh Singh Mehra, has been banned from providing financial services for a period of three years, after ½ñÈÕÈÈÃÅʼþsurveillance ...

8 October 2018 MEDIA RELEASE
18-302MR ½ñÈÕÈÈÃÅʼþpermanently bans another former NAB branch manager

An ongoing ½ñÈÕÈÈÃÅʼþinvestigation has resulted in the permanent banning of former National Australia Bank (NAB) branch manager Mathew Alwan from engaging ...

8 October 2018 MEDIA RELEASE
18-301MR ½ñÈÕÈÈÃÅʼþprovides relief and updates guidance on short selling

½ñÈÕÈÈÃÅʼþhas issued a new legislative instrument that provides various relief and modifications to the laws in relation to short selling (the Short ...

5 October 2018 MEDIA RELEASE
18-300MR CFTC and ½ñÈÕÈÈÃÅʼþsign fintech cooperation arrangement

The US Commodity Futures Trading Commission (CFTC) and the ½ñÈÕÈÈÃÅʼþ (ASIC) today signed an arrangement to ...

4 October 2018 MEDIA RELEASE
18-299MR Luxembourg and Australia enter agreement on fintech and regtech

The Luxembourg Commission de Surveillance du Secteur Financier (CSSF) and the ½ñÈÕÈÈÃÅʼþ (ASIC) today signed a ...

4 October 2018 MEDIA RELEASE
18-298MR Couple charged with breaking ½ñÈÕÈÈÃÅʼþbanning order and providing false documents

Mrs Shilpa Karandikar and Mr Shrikrishna Karandikar of Clarinda, Victoria have separately appeared in the Moorabbin Magistrates Court on 3 October ...

3 October 2018 MEDIA RELEASE
18-297MR ½ñÈÕÈÈÃÅʼþand CDPP successfully appeal sentence of former CBA financial planner

½ñÈÕÈÈÃÅʼþand the Commonwealth Director of Public Prosecutions have successfully appealed the sentence of Ricky David Gillespie, a former senior financial ...

2 October 2018 MEDIA RELEASE
18-296MR Metricon Homes pays $50,400 in penalties for misleading first home buyers

Metricon Homes Pty Ltd (Metricon) has paid $50,400 in penalties after ½ñÈÕÈÈÃÅʼþissued four infringement notices for misleading advertising aimed at first ...

2 October 2018 MEDIA RELEASE
18-295MR ½ñÈÕÈÈÃÅʼþconsults on 'sunsetting' class order regarding share and interest purchase plans

½ñÈÕÈÈÃÅʼþhas today released a consultation paper proposing to remake its class order on share and interest purchase plans. The class order is due to ...

Last updated: 10/08/2024 11:23