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5179 media releases found
8 March 2019 MEDIA RELEASE
19-050MR ½ñÈÕÈÈÃÅʼþacts against SMSF auditor misconduct

½ñÈÕÈÈÃÅʼþhas acted to disqualify, suspend or add conditions to the registration of a number of auditors of self-managed superannuation funds (SMSFs). ...

6 March 2019 MEDIA RELEASE
19-049MR ½ñÈÕÈÈÃÅʼþconsults on coverage of ePayments Code review

½ñÈÕÈÈÃÅʼþhas today released a consultation paper (CP 310) seeking feedback on the proposed coverage of its review of the ePayments Code.  We are ...

5 March 2019 MEDIA RELEASE
19-048MR AAT affirms ASIC’s decision to refuse to grant a limited AFS licence

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to refuse S & A Chalhoub Nominees Pty Ltd (Chalhoub Nominees) an ...

5 March 2019 MEDIA RELEASE
19-047MR Former company director and two pre-insolvency advisers charged with breaching director duties and money laundering

Mr Richard Ludwig of Broadbeach Waters Queensland, Mr Stephen O’Neill of Port Melbourne, Victoria and Mr John Narramore, of Main Beach Queensland, ...

28 February 2019 MEDIA RELEASE
19-046MR AAT upholds ½ñÈÕÈÈÃÅʼþdecision to refuse an application for a limited AFS licence

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to refuse to grant a limited Australian financial services (AFS) licence to ...

28 February 2019 MEDIA RELEASE
19-045MR ½ñÈÕÈÈÃÅʼþreports on licensing and professional registrations 2017-2018

ASIC’s latest report on its assessment of licensing and professional registration applications (excluding applications to be registered as a ...

27 February 2019 MEDIA RELEASE
19-044MR Disciplinary Committee cancels liquidator David Leigh’s registration

The registration of David John Leigh as a liquidator has been cancelled following a decision by a disciplinary committee. The Committee decided that ...

27 February 2019 MEDIA RELEASE
19-043MR Abu Dhabi Global Market and ½ñÈÕÈÈÃÅʼþsign agreement to enhance collaboration

The Registration Authority (RA) of the Abu Dhabi Global Market (ADGM), and the ½ñÈÕÈÈÃÅʼþ (ASIC) are pleased to ...

26 February 2019 MEDIA RELEASE
19-042MR ½ñÈÕÈÈÃÅʼþbans director of Foster Stockbroking for three years

½ñÈÕÈÈÃÅʼþhas banned Mr Mark Joseph Hinsley, of North Balgowlah, New South Wales, a director of Foster Stockbroking Pty Ltd (FSB), from providing ...

25 February 2019 MEDIA RELEASE
19-041MR Sydney insurance broker permanently banned for dishonest conduct

A former Sydney insurance broker, Mr James Sheehan, has been permanently banned from providing financial services after an ½ñÈÕÈÈÃÅʼþinvestigation found ...

Last updated: 10/08/2024 11:23