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5179 media releases found
26 April 2019 MEDIA RELEASE
19-100MR ½ñÈÕÈÈÃÅʼþsucceeds in application to appoint a receiver to former OTC derivatives issuer Berndale Capital Securities Pty Ltd

½ñÈÕÈÈÃÅʼþhas successfully applied to the Federal Court of Australia for orders to appoint receivers and managers of former OTC derivatives issuer, ...

23 April 2019 MEDIA RELEASE
19-099MR ½ñÈÕÈÈÃÅʼþbans Gold Coast financial adviser

½ñÈÕÈÈÃÅʼþhas banned Rodney Peters, of Mudgeeraba, Queensland, from providing financial services for 6 years. An ½ñÈÕÈÈÃÅʼþdelegate found Mr Peters ...

18 April 2019 MEDIA RELEASE
19-098MR Former NAB financial adviser, Max Eung, charged

Following an ½ñÈÕÈÈÃÅʼþinvestigation, Max Kiattisak Eung, of Tempe, New South Wales has been charged with two offences of obtaining financial advantage by ...

18 April 2019 MEDIA RELEASE
19-097MR South Australian director pleads guilty to falsifying company books

Restaurateur Mr Gaowei Shi (Mr Shi), of Highbury, South Australia, has pleaded guilty to one charge of falsifying company books. An ½ñÈÕÈÈÃÅʼþ...

17 April 2019 MEDIA RELEASE
19-096MR Adelaide financial adviser banned for five years

½ñÈÕÈÈÃÅʼþhas banned Adelaide-based adviser Peter Anthony Chigwidden from providing financial services for a period of five years.  Following a review of ...

17 April 2019 MEDIA RELEASE
19-095MR ½ñÈÕÈÈÃÅʼþwarns trustees about Protecting Your Super laws and provides guidance for consumers

½ñÈÕÈÈÃÅʼþhas called on superannuation trustees to provide helpful and balanced communications to their members regarding the Protecting Your Super ...

17 April 2019 MEDIA RELEASE
19-094MR ½ñÈÕÈÈÃÅʼþbans Perth accountant from providing financial services for six years

Perth-based accountant, Keith Douglas Bowker, has been banned from providing any financial services for six years. The banning follows an ½ñÈÕÈÈÃÅʼþ...

16 April 2019 MEDIA RELEASE
19-093MR Queensland financial adviser banned for five years

½ñÈÕÈÈÃÅʼþhas banned Queensland-based adviser Gregory Forster from providing financial services for a period of five years after a surveillance showed he ...

16 April 2019 MEDIA RELEASE
19-092MR AAT increases banning period for architect of the ‘Diamond Model’ payday lending sham

The Administrative Appeals Tribunal (AAT) has confirmed that Mr Robert Legat, a solicitor on the Gold Coast, should be banned from engaging in credit ...

15 April 2019 MEDIA RELEASE
19-091MR Citigroup to refund over $3 million to clients following sale of complex products

Following an ½ñÈÕÈÈÃÅʼþinvestigation, Citigroup will refund over $3 million to 114 retail customers for losses arising out of structured product ...

Last updated: 10/08/2024 11:23