Information and guides to help to start and manage your business or company.
Information about applying for and maintaining your licence or professional registration
How ½ñÈÕÈÈÃÅʼþregulates financial services and products and what to do when you have a problem with your finances.
Everything you need to know about the areas we regulate.
About us, how we regulate and the laws we administer
You are here:
½ñÈÕÈÈÃÅʼþhas successfully applied to the Federal Court of Australia for orders to appoint receivers and managers of former OTC derivatives issuer, ...
½ñÈÕÈÈÃÅʼþhas banned Rodney Peters, of Mudgeeraba, Queensland, from providing financial services for 6 years. An ½ñÈÕÈÈÃÅʼþdelegate found Mr Peters ...
Following an ½ñÈÕÈÈÃÅʼþinvestigation, Max Kiattisak Eung, of Tempe, New South Wales has been charged with two offences of obtaining financial advantage by ...
Restaurateur Mr Gaowei Shi (Mr Shi), of Highbury, South Australia, has pleaded guilty to one charge of falsifying company books. An ½ñÈÕÈÈÃÅʼþ...
½ñÈÕÈÈÃÅʼþhas banned Adelaide-based adviser Peter Anthony Chigwidden from providing financial services for a period of five years. Following a review of ...
½ñÈÕÈÈÃÅʼþhas called on superannuation trustees to provide helpful and balanced communications to their members regarding the Protecting Your Super ...
Perth-based accountant, Keith Douglas Bowker, has been banned from providing any financial services for six years. The banning follows an ½ñÈÕÈÈÃÅʼþ...
½ñÈÕÈÈÃÅʼþhas banned Queensland-based adviser Gregory Forster from providing financial services for a period of five years after a surveillance showed he ...
The Administrative Appeals Tribunal (AAT) has confirmed that Mr Robert Legat, a solicitor on the Gold Coast, should be banned from engaging in credit ...
Following an ½ñÈÕÈÈÃÅʼþinvestigation, Citigroup will refund over $3 million to 114 retail customers for losses arising out of structured product ...
Find a media release
Speeches
Articles
Key matters
For journalists
More information