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5170 media releases found
29 April 2021 MEDIA RELEASE
21-087MR Former Australian Unity financial adviser banned for five years

½ñÈÕÈÈÃÅʼþhas banned Christopher Chan, a former authorised representative of Australian Unity Personal Financial Services Limited, from providing ...

28 April 2021 MEDIA RELEASE
21-086MR GoGetta Equipment Funding to pay $750,000 court penalty for unlicensed consumer leasing

The Federal Court has ordered GoGetta Equipment Funding Pty Ltd (GoGetta) pay a $750,000 penalty for engaging in unlicensed consumer leasing ...

26 April 2021 MEDIA RELEASE
21-085MR Disqualification of former director of property development companies set aside by AAT

On 7 August 2020, the Administrative Appeals Tribunal (AAT) set aside ASIC’s decision to disqualify Mr Kenneth Wen Hsi Lee from managing corporations ...

26 April 2021 MEDIA RELEASE
21-084MR IOOF advice licensees to implement changes following ½ñÈÕÈÈÃÅʼþsurveillance

IOOF has committed to taking remedial action to address deficiencies identified as a result of an ½ñÈÕÈÈÃÅʼþsurveillance of two financial advice ...

26 April 2021 MEDIA RELEASE
21-083MR Former finance broker pleads guilty and sentenced for fraud

On 23 April 2021, Mr Vaughn Thomas Hopkins appeared at the Dandenong Magistrates’ Court and pleaded guilty to four charges of obtaining a financial ...

23 April 2021 MEDIA RELEASE
21-082MR ½ñÈÕÈÈÃÅʼþto extend deadlines for 30 June 2021 financial reports and amends ‘no action’ position for AGMs

½ñÈÕÈÈÃÅʼþwill extend the deadline for both listed and unlisted entities to lodge financial reports (under Chapters 2M and 7 of the Corporations Act 2001) ...

22 April 2021 MEDIA RELEASE
21-081MR Former Victorian director charged with breaching directors’ duties

Rachel Edwards of Werribee, Victoria, has appeared in the Melbourne Magistrates’ Court charged with four counts of breaching her directors’ duties. ...

22 April 2021 MEDIA RELEASE
21-080MR ½ñÈÕÈÈÃÅʼþconsults on draft guidance on breach reporting reforms

½ñÈÕÈÈÃÅʼþhas issued Consultation Paper 340, seeking stakeholder feedback on proposed updates to its draft guidance on upcoming breach reporting reforms. ...

21 April 2021 MEDIA RELEASE
21-079MR Former Victorian financial adviser pleads guilty to obtaining financial advantage by deception

On 21 April 2021, Mr Ahmed Saad, of Glenroy, Victoria, pleaded guilty to one count of obtaining financial advantage by deception and one count of ...

20 April 2021 MEDIA RELEASE
21-078MR AAT dismisses challenge to ASIC’s banning of Rodney Charles Carter

Rodney Charles Carter, of Perth, Western Australia, has withdrawn his appeal to the Administrative Appeals Tribunal (AAT) of ASIC’s decision to ...

Last updated: 10/08/2024 11:23