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5170 media releases found
2 August 2021 MEDIA RELEASE
21-197MR ½ñÈÕÈÈÃÅʼþcancels financial services licence of Jyoti Rahman

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Victorian-based financial services licensee Jyoti Rahman (AFSL number 488 976). ...

2 August 2021 MEDIA RELEASE
21-196MR Court finds RI Advice liable for failing to supervise financial adviser following ½ñÈÕÈÈÃÅʼþinvestigation

The Federal Court found RI Advice Group Pty Ltd (RI Advice) failed to take reasonable steps to ensure that its former financial adviser, John Doyle, ...

2 August 2021 MEDIA RELEASE
21-195MR ½ñÈÕÈÈÃÅʼþfinds gaps remain despite progress to repair the TPD ‘safety net’

½ñÈÕÈÈÃÅʼþtoday released a report on how nine life insurers are addressing the consumer harms identified in ASIC’s 2019 Report 633 Holes in the safety ...

2 August 2021 MEDIA RELEASE
21-194MR ½ñÈÕÈÈÃÅʼþsues General Commercial (Urban Commercial) and Eden Capital (Southside Lending) for failure to cooperate with AFCA

½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings in the Federal Court against General Commercial Group Pty Ltd (General Commercial), formerly known as ...

30 July 2021 MEDIA RELEASE
21-193MR ½ñÈÕÈÈÃÅʼþaction assists employees of abandoned companies to access almost $450,000 in employee entitlements

½ñÈÕÈÈÃÅʼþhas assisted employees gain access to the Fair Entitlements Guarantee scheme (FEG) by exercising its wind-up powers and appointing liquidators ...

30 July 2021 MEDIA RELEASE
21-192MR Former director charged with authorising the making of a false or misleading statement to ASIC

James Jianshu Feng, a former director of Australasia Wealth Services and Management Pty Limited (AWSM) from Ryde, NSW, has been charged with ...

30 July 2021 MEDIA RELEASE
21-191MR ½ñÈÕÈÈÃÅʼþsues AMP companies for fees for no service charged on corporate superannuation accounts

½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings in the Federal Court against six companies that are, or were, part of the AMP Limited group, alleging ...

29 July 2021 MEDIA RELEASE
21-190MR Court finds former superannuation trustee Tidswell Financial Services failed to act efficiently, honestly and fairly

On 27 July 2021, the Federal Court made declarations that Tidswell Financial Services Ltd (Tidswell), failed to act efficiently, honestly and fairly ...

28 July 2021 MEDIA RELEASE
21-189MR ½ñÈÕÈÈÃÅʼþreleases guidance and customer information requirements to implement the new add-on insurance deferred sales model

½ñÈÕÈÈÃÅʼþtoday released a new regulatory guide and final customer information requirements as part of its work to implement the new deferred sales model ...

28 July 2021 MEDIA RELEASE
21-188MR ½ñÈÕÈÈÃÅʼþobtains asset freezing orders against Queensland property developer Ian Chester

½ñÈÕÈÈÃÅʼþhas obtained orders in the Supreme Court of Queensland against Ian Omar Chester and Sophie Sylvia Chester, of the Gold Coast, in connection with ...

Last updated: 10/08/2024 11:23