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5170 media releases found
23 September 2021 MEDIA RELEASE
21-257MR ½ñÈÕÈÈÃÅʼþpublishes guidance on hawking reforms

½ñÈÕÈÈÃÅʼþhas published updated regulatory guidance on the prohibition of hawking financial products. ASIC’s updated regulatory guide (RG 38) reflects the ...

23 September 2021 MEDIA RELEASE
21-256MR ½ñÈÕÈÈÃÅʼþwarns of social media led ‘pump and dump’ campaigns

½ñÈÕÈÈÃÅʼþhas noted a concerning trend of social media posts being used to coordinate ‘pump and dump’ activity in listed stocks, which may amount to ...

22 September 2021 MEDIA RELEASE
21-255MR Mosaic Brands increases lease make good provision

½ñÈÕÈÈÃÅʼþnotes the decision by Mosaic Brands Limited (Mosaic Brands) to increase its lease make good provision to $8.3 million in its financial report ...

22 September 2021 MEDIA RELEASE
21-254MR Academies Australasia Group records property make good provision

½ñÈÕÈÈÃÅʼþnotes the decision by Academies Australasia Group Limited (Academies) to record a make good provision of $452,000 in its financial report for ...

22 September 2021 MEDIA RELEASE
21-253MR ½ñÈÕÈÈÃÅʼþbans former dealer and portfolio manager Dylan Rands for market manipulation

½ñÈÕÈÈÃÅʼþhas banned Dylan Christopher Rands, of Sydney, NSW, from providing financial services for five years after finding he engaged in market ...

17 September 2021 MEDIA RELEASE
21-252MR ½ñÈÕÈÈÃÅʼþpermanently bans former Sydney financial adviser

½ñÈÕÈÈÃÅʼþhas permanently banned former financial adviser Ross Andrew Hopkins from providing financial services or from controlling an entity carrying on ...

16 September 2021 MEDIA RELEASE
21-251MR ½ñÈÕÈÈÃÅʼþbrings criminal charges against CBA for mis-selling consumer credit insurance

Criminal charges have today been filed against the Commonwealth Bank of Australia (CBA) in the Federal Court for the mis-selling of consumer credit ...

16 September 2021 MEDIA RELEASE
21-250MR Halifax auditor’s registration cancelled

Former Halifax Investment Services Pty Ltd auditor Robert James Evett’s company auditor registration has been cancelled by the Companies Auditors ...

15 September 2021 MEDIA RELEASE
21-249MR ½ñÈÕÈÈÃÅʼþbrings criminal charges against ME Bank for alleged misconduct against home loan clients

Members Equity Bank Limited (ME Bank) has appeared before the Federal Court, facing criminal charges for allegedly making false and misleading ...

15 September 2021 MEDIA RELEASE
21-248MR Licensing and professional registration activities: 2021 update

ASIC’s Licensing and professional registration activities: 2021 update (Report 700) outlines key issues, new and proposed changes to our licensing ...

Last updated: 10/08/2024 11:23