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5167 media releases found
3 August 2023 MEDIA RELEASE
23-204MR ½ñÈÕÈÈÃÅʼþsues eToro in its first design and distribution action to protect consumers from high-risk CFD products

½ñÈÕÈÈÃÅʼþhas commenced proceedings in the Federal Court against online investment platform, eToro Aus Capital Limited (eToro), regarding its contract for ...

2 August 2023 MEDIA RELEASE
23-203MR Former Victorian café owner sentenced to good behaviour bond

Former company director Shaobo Hu, of Melbourne, Victoria, has been sentenced to a 12-month good behaviour bond after being convicted for providing ...

2 August 2023 MEDIA RELEASE
23-202MR ½ñÈÕÈÈÃÅʼþwarns of further action against market misconduct

½ñÈÕÈÈÃÅʼþis warning market participants that strong, targeted enforcement action will continue in the coming months as part of its focus on protecting ...

31 July 2023 MEDIA RELEASE
23-201MR Former investment manager Brett Paul Trevillian charged with creating fraudulent documents

Mr Brett Paul Trevillian has been charged with four counts of making a false document to obtain a financial advantage under s253 of the Crimes Act ...

28 July 2023 MEDIA RELEASE
23-200MR ½ñÈÕÈÈÃÅʼþimposes additional licence conditions on Shartru Wealth Management Pty Ltd

½ñÈÕÈÈÃÅʼþhas imposed additional conditions on the Australian financial services (AFS) licence of Shartru Wealth Management Pty Ltd (Shartru).  This ...

28 July 2023 MEDIA RELEASE
23-199MR ½ñÈÕÈÈÃÅʼþcancels AFS licence for NSW licensee

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Stephen Wan Tat Chan (Licensee).  The licence was cancelled because the ...

27 July 2023 MEDIA RELEASE
23-198MR ½ñÈÕÈÈÃÅʼþappoints Morgan Stanley to sell shares in The Market Herald Limited

½ñÈÕÈÈÃÅʼþhas appointed Morgan Stanley Wealth Management Australia Pty Ltd (Morgan Stanley) to sell 2,061,343 ordinary shares (Sale Shares) in The Market ...

26 July 2023 MEDIA RELEASE
23-197MR ½ñÈÕÈÈÃÅʼþtakes civil action against Sasha Hopkins for unlicensed conduct and to wind up A Team Property Group

½ñÈÕÈÈÃÅʼþhas taken civil action against director Sasha Hopkins and his company, The A Team Property Group, for alleged unlicensed conduct and operating ...

25 July 2023 MEDIA RELEASE
23-196MR ½ñÈÕÈÈÃÅʼþcommences greenwashing case against Vanguard Investments Australia

½ñÈÕÈÈÃÅʼþhas lodged civil penalty proceedings in the Federal Court against Vanguard Investments Australia, alleging misleading conduct in relation to ...

21 July 2023 MEDIA RELEASE
23-195MR ½ñÈÕÈÈÃÅʼþcontinues to act against SMSF auditors

½ñÈÕÈÈÃÅʼþhas acted against eight self-managed superannuation fund (SMSF) auditors for breaches of their obligations. This included breaches of auditing ...

Last updated: 10/08/2024 11:23