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5197 media releases found
28 November 2016 MEDIA RELEASE
16-408MR ½ñÈÕÈÈÃÅʼþlaunches new digital toolkit to help Australians navigate financial advice

A new online toolkit developed by ASIC's MoneySmart will enable Australians to better understand and navigate the financial advice process.  ASIC's ...

25 November 2016 MEDIA RELEASE
16-407MR ½ñÈÕÈÈÃÅʼþconsults on remaking class orders on application form requirements

½ñÈÕÈÈÃÅʼþtoday released a consultation paper proposing to remake four class orders that are due to expire (‘sunset’) in 2017 and to incorporate two ...

24 November 2016 MEDIA RELEASE
16-406 MR ½ñÈÕÈÈÃÅʼþupdates licence conditions on Morgans Financial Limited

½ñÈÕÈÈÃÅʼþand Morgans Financial Limited (Morgans) have agreed for an independent compliance consultant to monitor, evaluate and report on Morgans' ...

23 November 2016 MEDIA RELEASE
16-405MR ½ñÈÕÈÈÃÅʼþconsults on repealing ½ñÈÕÈÈÃÅʼþclass orders about holding client assets

½ñÈÕÈÈÃÅʼþhas today released a consultation paper proposing to repeal three class orders due to expire ('sunset') in 2017. These are: Class Order [CO ...

23 November 2016 MEDIA RELEASE
16-404MR ½ñÈÕÈÈÃÅʼþapproves the FPA Professional Ongoing Fees Code

½ñÈÕÈÈÃÅʼþhas provided relief for members of the Financial Planning Association of Australia (FPA) who subscribe to the FPA Professional Ongoing Fees Code ...

23 November 2016 MEDIA RELEASE
16-403MR ½ñÈÕÈÈÃÅʼþcancels credit licence of Rent To Own Appliances

½ñÈÕÈÈÃÅʼþhas cancelled the Australian credit licence of S & S Enterprises Pty Ltd, trading as appliance rental business Rent To Own Appliances, after ...

23 November 2016 MEDIA RELEASE
16-402MR Former listed public company director found guilty of dishonest conduct

Former TZ Limited director, Andrew John Sigalla, was late yesterday found guilty on 24 counts of dishonest conduct, following a 22-day trial before a ...

22 November 2016 MEDIA RELEASE
16-401MR Relief for foreign financial service providers from Luxembourg

½ñÈÕÈÈÃÅʼþhas extended its relief for foreign financial service providers (FFSPs) from the requirement to hold an Australian financial services (AFS) ...

21 November 2016 MEDIA RELEASE
16-400MR ½ñÈÕÈÈÃÅʼþaccepts voluntary undertakings from WA liquidators

½ñÈÕÈÈÃÅʼþhas accepted voluntary undertakings (VUs) from WA-based registered liquidators, Mr George Lopez and Mr Evan Verge, both of Melsom Robson, ...

21 November 2016 MEDIA RELEASE
16-399MR ½ñÈÕÈÈÃÅʼþcommences civil penalty proceedings against State One Stockbroking Ltd for failure to comply with market integrity rules

½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings against State One Stockbroking Ltd (State One) in the Federal Court of Australia in Perth for failing to ...

Last updated: 10/08/2024 11:23