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5197 media releases found
15 December 2016 MEDIA RELEASE
16-440MR ½ñÈÕÈÈÃÅʼþreleases world-first licensing exemption for fintech businesses

½ñÈÕÈÈÃÅʼþhas today released class waivers to allow eligible financial technology (fintech) businesses to test certain specified services without holding ...

15 December 2016 MEDIA RELEASE
16-439MR ½ñÈÕÈÈÃÅʼþreleases new instrument for buy-backs for ASX-listed schemes and updates guidance for scheme buy-backs

Following public consultation, ½ñÈÕÈÈÃÅʼþhas released a new legislative instrument regarding on-market buy-backs of ASX-listed schemes, replacing the ...

15 December 2016 MEDIA RELEASE
16-438MR ½ñÈÕÈÈÃÅʼþreleases new instrument for nominee and custody services and amends platforms class orders

Following public consultation, ½ñÈÕÈÈÃÅʼþhas released a new legislative instrument on nominee and custody services, replacing the class order due to ...

15 December 2016 MEDIA RELEASE
16-437MR ½ñÈÕÈÈÃÅʼþcharges Sydney man with dishonest use of his position

Following an ½ñÈÕÈÈÃÅʼþinvestigation, Mr Shun Yuen Ken Li (also known as Leo Lee), of Roseville Chase, New South Wales has pleaded guilty in the Downing ...

14 December 2016 MEDIA RELEASE
16-436MR ½ñÈÕÈÈÃÅʼþreports on corporate insolvencies 2015–16

½ñÈÕÈÈÃÅʼþtoday published its annual overview of corporate insolvencies based on statutory reports lodged by external administrators for the 2015–16 ...

13 December 2016 MEDIA RELEASE
16-435MR ½ñÈÕÈÈÃÅʼþimposes licence condition on OpenMarkets Australia Limited

½ñÈÕÈÈÃÅʼþhas imposed additional conditions on the Australian financial services licence of OpenMarkets Australia Limited (OpenMarkets). This action ...

12 December 2016 MEDIA RELEASE
16-434MR ½ñÈÕÈÈÃÅʼþreports on decisions to cut red tape – April 2016 to September 2016

½ñÈÕÈÈÃÅʼþhas released its latest report outlining decisions on relief applications, highlighting ASIC’s efforts to reduce red-tape and achieve a ...

12 December 2016 MEDIA RELEASE
16-433MR ½ñÈÕÈÈÃÅʼþbans former ANZ Financial Planning adviser from financial services

½ñÈÕÈÈÃÅʼþhas banned Mr Andrew TambyRajah, a former employee of ANZ Financial Planning, from providing financial services for a period of five years. Mr ...

9 December 2016 MEDIA RELEASE
16-432MR AAT affirms ASIC's permanent ban of former Get Approved Finance broker

The Administrative Appeals Tribunal (AAT) has affirmed the ½ñÈÕÈÈÃÅʼþdecisions to permanently ban former Perth-based finance broker Mr Grant Aaron Parker ...

9 December 2016 MEDIA RELEASE
16-431MR Court fines Sino Australia Oil and Gas Limited and disqualifies former chairman, Tianpeng Shao

The Federal Court of Australia has ordered that Sino Australia Oil and Gas Limited (in liquidation) (Sino) pay a pecuniary penalty of $800,000 and ...

Last updated: 10/08/2024 11:23