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5193 media releases found
19 May 2017 MEDIA RELEASE
17-145MR Compensation update: major financial advisory institutions continue refund programs for fees-for-no-service

AMP, ANZ, CBA, NAB and Westpac have so far repaid more than $60 million of an expected $200 million-plus total in refunds and interest for failing to ...

19 May 2017 MEDIA RELEASE
17-144MR ½ñÈÕÈÈÃÅʼþaccepts enforceable undertaking from Macquarie Bank to address inadequacies within their wholesale FX businesses

½ñÈÕÈÈÃÅʼþhas today accepted an enforceable undertaking (EU) from Macquarie Bank Limited in relation to the bank’s wholesale foreign exchange (FX) ...

17 May 2017 MEDIA RELEASE
17-143MR ½ñÈÕÈÈÃÅʼþconsults on ‘sunsetting’ class orders about licensing relief for financial counselling agencies and rural financial counselling service providers

½ñÈÕÈÈÃÅʼþtoday released a consultation paper proposing to remake three ½ñÈÕÈÈÃÅʼþinstruments relating to financial counsellors, which are due to expire ...

16 May 2017 MEDIA RELEASE
17-142MR ½ñÈÕÈÈÃÅʼþtakes action to appoint liquidators to Courtenay House companies

Following an application by ASIC, the Supreme Court of NSW has made orders, by consent, for the winding up of Courtenay House Capital Trading Group ...

16 May 2017 MEDIA RELEASE
17-141MR Prosecution of former Brisbane mortgage broker discontinued

½ñÈÕÈÈÃÅʼþnotes the decision of the Commonwealth Director of Public Prosecutions (CDPP) to discontinue the prosecution of Ms Jenny Mao. Ms Mao was ...

16 May 2017 MEDIA RELEASE
17-140MR Federal Court disqualifies former directors of responsible entity

Former directors of Avestra Asset Management Ltd (Avestra), Mr Paul Rowles and Mr Clayton Dempsey, have each been disqualified from managing ...

16 May 2017 MEDIA RELEASE
17-139MR ½ñÈÕÈÈÃÅʼþand ASBFEO hold banks to account on unfair contract terms

Following intervention by the Australian Small Business and Family Enterprise Ombudsman (ASBFEO) and the Australian Securities and Investments ...

15 May 2017 MEDIA RELEASE
17-138MR ½ñÈÕÈÈÃÅʼþwarns consumers about investment scams

During Consumer Fraud Week 2017, ½ñÈÕÈÈÃÅʼþis reminding consumers to protect themselves against investment scams.  ½ñÈÕÈÈÃÅʼþDeputy Chairman Peter Kell said, ...

15 May 2017 MEDIA RELEASE
17-137MR Former director jailed for dishonesty

Mr Gavin Keith Hyland has been convicted in the Brisbane District Court on two counts of dishonestly using his position to misappropriate investor ...

15 May 2017 MEDIA RELEASE
17-136MR ½ñÈÕÈÈÃÅʼþbans two Victorian men from providing financial advice

½ñÈÕÈÈÃÅʼþhas banned Mr Stuart Arnold-Levy from providing financial services for a period of four years and Mr David Heycock from providing financial ...

Last updated: 10/08/2024 11:23