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5166 media releases found
15 May 2024 MEDIA RELEASE
24-101MR ½ñÈÕÈÈÃÅʼþannounces 30 June 2024 focus areas and expanded program to support financial reporting and audit quality

½ñÈÕÈÈÃÅʼþtoday has outlined an expanded program of work to enhance the integrity and quality of financial reporting and auditing in Australia in ...

14 May 2024 MEDIA RELEASE
24-100MR ½ñÈÕÈÈÃÅʼþcancels Octillion Partners AFS licence

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Octillion Partners Pty Ltd. ½ñÈÕÈÈÃÅʼþdetermined that Octillion: did not comply ...

14 May 2024 MEDIA RELEASE
24-099MR ½ñÈÕÈÈÃÅʼþpermanently bans former financial adviser

½ñÈÕÈÈÃÅʼþhas permanently banned Melbourne based financial adviser Kudzanai Philip Dzawo from providing any financial services, performing any function ...

14 May 2024 MEDIA RELEASE
24-098MR AAT upholds permanent ban on former NSW based adviser

The Administrative Appeals Tribunal (AAT) has upheld ASIC’s decision to permanently ban Sean John Sweeney from providing any financial services, ...

10 May 2024 MEDIA RELEASE
24-097MR Brett Paul Trevillian pleads guilty to making false documents

Metal Alpha Pty Ltd director Brett Paul Trevillian has pleaded guilty to forging portfolio performance verification reports when he was the ...

9 May 2024 MEDIA RELEASE
24-096MR Western Australian directors convicted for failing to have director identification numbers

Two Western Australian directors have been convicted in the Perth Magistrates Court and fined $5,000 each for failing to comply with director ...

9 May 2024 MEDIA RELEASE
24-095MR ½ñÈÕÈÈÃÅʼþfreezes assets of Brisbane financial advisor

½ñÈÕÈÈÃÅʼþhas commenced urgent proceedings in the Federal Court against Sunny Mahendra Prakash and his related companies, Principal Financial Services Pty ...

9 May 2024 MEDIA RELEASE
24-094MR ½ñÈÕÈÈÃÅʼþcalls on super trustees to improve gatekeeping of member savings

½ñÈÕÈÈÃÅʼþis calling on superannuation trustees to renew efforts to protect members from unscrupulous operators amid evidence of inadequate oversight of ...

9 May 2024 MEDIA RELEASE
24-093MR J.P. Morgan Securities $775,000 penalty for market gatekeeper failure

Following an ½ñÈÕÈÈÃÅʼþinvestigation, the Markets Disciplinary Panel (MDP) has fined J.P. Morgan Securities Australia Limited (JPMSAL) $775,000 for ...

7 May 2024 MEDIA RELEASE
24-092MR ½ñÈÕÈÈÃÅʼþissues warning over dodgy cold calling operators and online baiting tactics

½ñÈÕÈÈÃÅʼþis warning consumers to be wary after an ½ñÈÕÈÈÃÅʼþreview identified some cold calling operators using high-pressure sales tactics and online ...

Last updated: 10/08/2024 11:23