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5191 media releases found
19 January 2018 MEDIA RELEASE
18-015MR ½ñÈÕÈÈÃÅʼþwarns financial services licensees against 'cutting corners' on death nomination forms

The ½ñÈÕÈÈÃÅʼþ (ASIC) is putting the financial advice sector on notice about meeting requirements for ...

18 January 2018 MEDIA RELEASE
18-014MR Enforceable undertaking places Queensland financial adviser under supervision for 12 months

The ½ñÈÕÈÈÃÅʼþ (ASIC) has accepted an enforceable undertaking (EU) from Duane Wright and his business, First ...

18 January 2018 MEDIA RELEASE
18-013MR ½ñÈÕÈÈÃÅʼþacts against ANZ for breaching responsible lending laws in its former Esanda car finance business

½ñÈÕÈÈÃÅʼþtoday announced a package of regulatory actions against Australia and New Zealand Banking Group Ltd (ANZ) for loans approved through its former ...

18 January 2018 MEDIA RELEASE
18-012MR ½ñÈÕÈÈÃÅʼþbans former Commonwealth Financial Planning adviser for 5 years

½ñÈÕÈÈÃÅʼþhas banned Kimberley Holgate, of Wagga Wagga, NSW, from providing financial services for five years.  Ms Holgate was an authorised ...

18 January 2018 MEDIA RELEASE
18-011MR National Warranty Company refunds $4.9 million for poor car warranty sales incentives

National Warranty Company (NWC) will refund approximately $4.9 million to 6,367 car warranty customers because its commission incentives breached the ...

17 January 2018 MEDIA RELEASE
18-010MR ½ñÈÕÈÈÃÅʼþaccepts voluntary licence variation from HLB Mann Judd Corporate Finance Pty Ltd to cease providing 'independent expert' advice

½ñÈÕÈÈÃÅʼþhas accepted a voluntary variation of the Australian financial services (AFS) licence of HLB Mann Judd Corporate Finance Pty Ltd, excluding the ...

17 January 2018 MEDIA RELEASE
18-009MR Suncorp refunds $17.2 million in add-on insurance premiums

Suncorp will refund  41,428 add-on insurance customers $17.2 million for insurance bought through car dealerships that provided little or no value to ...

17 January 2018 MEDIA RELEASE
18-008MR Allianz refunds $45.6 million in add-on insurance premiums

Allianz (Allianz Australia Insurance Limited) will refund $45.6 million to 68,000 customers for add-on insurance sold through car dealerships that ...

16 January 2018 MEDIA RELEASE
18-007MR Breakaway Finance Group offers enforceable undertaking to cancel AFS licence

The ½ñÈÕÈÈÃÅʼþ (ASIC) has accepted an enforceable undertaking (EU) from Breakaway Finance Group Pty Ltd ...

12 January 2018 MEDIA RELEASE
18-006MR ½ñÈÕÈÈÃÅʼþpermanently bans South Australian financial adviser

½ñÈÕÈÈÃÅʼþhas permanently banned Mr Robert Pryor Smith, of West Lakes, South Australia from providing financial services on the basis that he is not of ...

Last updated: 10/08/2024 11:23