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½ñÈÕÈÈÃÅʼþhas accepted a court enforceable undertaking from Australian Financial Services (AFS) licensee PKF Melbourne Corporate Pty Ltd (PKF). ½ñÈÕÈÈÃÅʼþ...
The Markets Disciplinary Panel (MDP) issued an infringement notice to Ascot Securities Pty Ltd (Ascot) on 24 November 2023 for serious failures, ...
½ñÈÕÈÈÃÅʼþhas obtained interim orders from the Federal Court freezing the assets of the Shield Master Fund (Shield), a registered managed fund whose ...
½ñÈÕÈÈÃÅʼþhas appealed the Federal Court’s decision to relieve Block Earner from liability to pay a penalty for contraventions related to unlicensed ...
½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Sydney-based financial services provider Sug Ou Jeung. The licence cancellation ...
½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Haywards Audit Pty Ltd (489231). The licence cancellation took effect on 7 June ...
½ñÈÕÈÈÃÅʼþhas issued an interim stop order preventing Hirehood Pty Ltd (Hirehood) from offering securities under its crowd-sourced funding (CSF) offer ...
½ñÈÕÈÈÃÅʼþhas suspended the Australian financial services (AFS) licence of Responsible Entity Services Limited (Responsible Entity Services) until 11 June ...
½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Aussie Wealth Super Pty Ltd (Aussie Wealth Super) effective from 3 June 2024. ...
½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of retail over the counter (OTC) derivatives issuer XTrade.AU Pty Ltd (XTrade). ...
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