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5166 media releases found
20 June 2024 MEDIA RELEASE
24-131MR PKF admits to contraventions concerning independent expert report engagements

½ñÈÕÈÈÃÅʼþhas accepted a court enforceable undertaking from Australian Financial Services (AFS) licensee PKF Melbourne Corporate Pty Ltd (PKF).   ½ñÈÕÈÈÃÅʼþ...

20 June 2024 MEDIA RELEASE
24-130MR MDP issues infringement notice to Ascot Securities for serious failures

The Markets Disciplinary Panel (MDP) issued an infringement notice to Ascot Securities Pty Ltd (Ascot) on 24 November 2023 for serious failures, ...

19 June 2024 MEDIA RELEASE
24-129MR Federal Court freezes assets of Shield Master Fund

½ñÈÕÈÈÃÅʼþhas obtained interim orders from the Federal Court freezing the assets of the Shield Master Fund (Shield), a registered managed fund whose ...

18 June 2024 MEDIA RELEASE
24-128MR ½ñÈÕÈÈÃÅʼþappeals Court’s decision to relieve Block Earner from liability to pay a penalty

½ñÈÕÈÈÃÅʼþhas appealed the Federal Court’s decision to relieve Block Earner from liability to pay a penalty for contraventions related to unlicensed ...

14 June 2024 MEDIA RELEASE
24-127MR ½ñÈÕÈÈÃÅʼþcancels AFS licence of Sug Ou Jeung

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Sydney-based financial services provider Sug Ou Jeung. The licence cancellation ...

13 June 2024 MEDIA RELEASE
24-126MR ½ñÈÕÈÈÃÅʼþcancels licence of Haywards Audit Pty Ltd

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Haywards Audit Pty Ltd (489231). The licence cancellation took effect on 7 June ...

13 June 2024 MEDIA RELEASE
24-125MR ½ñÈÕÈÈÃÅʼþissues first crowd-sourced funding regime stop order

½ñÈÕÈÈÃÅʼþhas issued an interim stop order preventing Hirehood Pty Ltd (Hirehood) from offering securities under its crowd-sourced funding (CSF) offer ...

13 June 2024 MEDIA RELEASE
24-124MR ½ñÈÕÈÈÃÅʼþsuspends AFS licence of Responsible Entity Services Limited

½ñÈÕÈÈÃÅʼþhas suspended the Australian financial services (AFS) licence of Responsible Entity Services Limited (Responsible Entity Services) until 11 June ...

6 June 2024 MEDIA RELEASE
24-123MR ½ñÈÕÈÈÃÅʼþcancels licence of Aussie Wealth Super Pty Ltd

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Aussie Wealth Super Pty Ltd (Aussie Wealth Super) effective from 3 June 2024. ...

6 June 2024 MEDIA RELEASE
24-122MR ½ñÈÕÈÈÃÅʼþcancels AFS licence of retail OTC derivative issuer XTrade.AU Pty Limited

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of retail over the counter (OTC) derivatives issuer XTrade.AU Pty Ltd (XTrade). ...

Last updated: 10/08/2024 11:23