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5183 media releases found
30 October 2018 MEDIA RELEASE
18-327MR ½ñÈÕÈÈÃÅʼþdisqualifies two separate Queensland SMSF auditors

½ñÈÕÈÈÃÅʼþhas disqualified two separate self-managed superannuation funds (SMSF) auditors, John Gilliland and Douglas Coghlan, of Queensland, for ...

26 October 2018 MEDIA RELEASE
18-326MR Self-managed superannuation funds auditor enforcement actions

½ñÈÕÈÈÃÅʼþhas deregistered, suspended or imposed conditions on 101 self-managed superannuation funds (SMSF) auditors for audit quality and independence ...

25 October 2018 MEDIA RELEASE
18-325MR Research study on Enforceable Undertakings released

The ½ñÈÕÈÈÃÅʼþ (ASIC) released today a report of a pilot study by the Law Faculty of the University of New ...

25 October 2018 MEDIA RELEASE
18-324MR Financial firms yet to join Australian Financial Complaints Authority must act immediately

More than 35,000 financial firms required to join the Australian Financial Complaints Authority (AFCA) have now joined the scheme.   There are more ...

25 October 2018 MEDIA RELEASE
18-323MR ½ñÈÕÈÈÃÅʼþto cancel Austplan’s AFS licence

½ñÈÕÈÈÃÅʼþwill cancel the Australian financial services (AFS) licence of Austplan Pty Ltd (Austplan) effective from 25 November 2018 by agreement with the ...

24 October 2018 MEDIA RELEASE
18-322MR Queensland company director charged with fraud

Mr. John Edward Featherstone, of Norman Gardens, Queensland, has been charged with the fraudulent removal of property of a company. ½ñÈÕÈÈÃÅʼþalleges ...

24 October 2018 MEDIA RELEASE
18-321MR Victorian company director disqualified for five years

½ñÈÕÈÈÃÅʼþhas disqualified Charles Montgomery Clarke, of Glen Iris, Victoria, from managing companies for the maximum period of five years. Mr. Clarke is ...

24 October 2018 MEDIA RELEASE
18-320MR APRA and ½ñÈÕÈÈÃÅʼþempower consumers with new reporting standard on life insurance claims

Consumers will soon have access to high-quality, comparable data on life insurance claims and disputes after the Australian Prudential Regulation ...

22 October 2018 MEDIA RELEASE
18-319MR Authorised Representative barred for five years for falsifying share applications

Sydney-based authorised representative Eli Ekman, of Dover Heights, NSW, has been prohibited from providing any financial services in any capacity ...

22 October 2018 MEDIA RELEASE
18-318MR Update on Commonwealth Bank Fees for No Service Court-enforceable undertaking

On 13 April 2018, ½ñÈÕÈÈÃÅʼþannounced that it had accepted a Court-enforceable undertaking (EU) from Commonwealth Financial Planning Limited (CFPL) ...

Last updated: 10/08/2024 11:23