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5181 media releases found
28 October 2019 MEDIA RELEASE
19-292MR ½ñÈÕÈÈÃÅʼþimposes additional licence conditions on IOOF Investment Services Ltd to improve governance and conflicts management

½ñÈÕÈÈÃÅʼþhas imposed additional licence conditions on the Australian financial services (AFS) licence of IOOF Investment Services Ltd (IISL) as part of ...

25 October 2019 MEDIA RELEASE
19-291MR Former Brisbane-based employee permanently banned from providing financial services

½ñÈÕÈÈÃÅʼþhas permanently banned Emma Maree Radke from providing financial services for engaging in misconduct which included dishonestly transferring ...

25 October 2019 MEDIA RELEASE
19-290MR Penalty orders re-imposed in proceedings against former Prime Trust directors

The Full Court of the Federal Court of Australia has made disqualification and pecuniary penalty orders against William Lewski, Mark Butler, Kim ...

23 October 2019 MEDIA RELEASE
19-289MR ½ñÈÕÈÈÃÅʼþsuspends the AFS licence of KP International Group Australia Pty Ltd

½ñÈÕÈÈÃÅʼþhas suspended the Australian financial services (AFS) licence of Sydney-based financial services provider KP International Group Australia Pty ...

23 October 2019 MEDIA RELEASE
19-288MR ½ñÈÕÈÈÃÅʼþassessment of Bloomberg Tradebook Australia Pty Ltd

The ½ñÈÕÈÈÃÅʼþ (ASIC) has reported on its assessment of the markets operated by Bloomberg Tradebook Australia ...

21 October 2019 MEDIA RELEASE
19-287MR European Securities and Markets Authority and ½ñÈÕÈÈÃÅʼþto co-operate on benchmarks

The European Securities and Markets Authority (ESMA) and the ½ñÈÕÈÈÃÅʼþ (ASIC) are pleased to announce that ...

18 October 2019 MEDIA RELEASE
19-286MR Lime FS Pty Ltd agrees to shut down digital advice tools

Sydney-based Australian financial services (AFS) licensee, Lime FS Pty Ltd (Lime FS), has voluntarily shut down two digital advice tools following ...

18 October 2019 MEDIA RELEASE
19-285MR Former Brisbane financial adviser found guilty of fraud after three-week trial, sentenced to 12 years

Following an ½ñÈÕÈÈÃÅʼþinvestigation and a three-week trial, former financial adviser Ben Jayaweera, of Mount Gravatt East, Queensland, has been found ...

17 October 2019 MEDIA RELEASE
19-284MR ½ñÈÕÈÈÃÅʼþAnnual Report for 2018-19

ASIC’s Annual Report for the 2018-19 financial year has been tabled today in the Australian Parliament. The report is a record of ASIC’s activities ...

17 October 2019 MEDIA RELEASE
19-283MR West Wits Mining writes down Indonesian assets and accounts for joint arrangement

½ñÈÕÈÈÃÅʼþnotes the decision by West Wits Mining Limited (West Wits) to write down the total capitalised exploration and evaluation expenditure of $9.63 ...

Last updated: 10/08/2024 11:23