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5179 media releases found
15 June 2020 MEDIA RELEASE
20-136MR Societe Generale Securities Australia Pty Ltd accepts additional AFS license conditions

½ñÈÕÈÈÃÅʼþhas imposed additional conditions on the Australian financial services (AFS) licence of Societe Generale Securities Australia Pty Ltd (SGSAPL) ...

12 June 2020 MEDIA RELEASE
20-135MR ½ñÈÕÈÈÃÅʼþamends financial advice and capital raisings COVID 19 instruments

½ñÈÕÈÈÃÅʼþhas today registered an amending instrument to specify an end date for three COVID-19 related instruments. The ½ñÈÕÈÈÃÅʼþCorporations (Amendment) ...

12 June 2020 MEDIA RELEASE
20-134MR Industry funding: ½ñÈÕÈÈÃÅʼþpublishes Cost Recovery Implementation Statement 2019-20 for feedback

½ñÈÕÈÈÃÅʼþtoday published its draft Cost Recovery Implementation Statement (CRIS) 2019-20. The CRIS details ASIC’s actual regulatory costs for 2018-19 and ...

12 June 2020 MEDIA RELEASE
20-133MR Info sheet 245: Board oversight and discretion in executive variable pay schemes

In 2019, ½ñÈÕÈÈÃÅʼþconducted a targeted review of board oversight of variable remuneration schemes. The review covered 21 ASX listed companies across ...

11 June 2020 MEDIA RELEASE
20-132MR Former CFO charged with market manipulation and fraud offences

Mr Zhonghan Wu (also known as John Wu), former Chief Financial Officer of Traditional Therapy Clinics Limited (TTC), has been charged with 19 counts ...

11 June 2020 MEDIA RELEASE
20-131MR ASIC’s Interim Corporate Plan for 2020-21

½ñÈÕÈÈÃÅʼþhas today published its Interim Corporate Plan, which sets out five priorities to tackle the challenges presented by the COVID-19 pandemic: ...

10 June 2020 MEDIA RELEASE
20-130MR Former financial adviser and Royal Commission witness, Sam Henderson charged with dishonesty and defective disclosure offences

Following an ½ñÈÕÈÈÃÅʼþinvestigation, former Sydney financial adviser Sam Maxwell Henderson has been charged with three counts of dishonest conduct and ...

5 June 2020 MEDIA RELEASE
20-129MR CBA to pay $5 million over the AgriAdvantage Plus Package – Royal Commission case study

The Federal Court of Australia has ordered CBA to pay a $5 million penalty after the Court found that CBA had breached the ½ñÈÕÈÈÃÅʼþAct and Corporations ...

5 June 2020 MEDIA RELEASE
20-128MR ½ñÈÕÈÈÃÅʼþcancels licence of retail OTC issuer Forex Capital Trading Pty Ltd

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of retail over the counter (OTC) derivative issuer Forex Capital Trading Pty Ltd ...

4 June 2020 MEDIA RELEASE
20-127MR Former CEO and director of Sirtex Medical Limited sentenced for insider trading

Mr Gilman Edwin Wong, the former Chief Executive Officer and Director of Sirtex Medical Limited, has been sentenced in the District Court of New ...

Last updated: 10/08/2024 11:23