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5178 media releases found
25 August 2020 MEDIA RELEASE
20-195MR ½ñÈÕÈÈÃÅʼþissues guidance for Government’s enhanced regulatory sandbox

½ñÈÕÈÈÃÅʼþhas today released guidance to assist innovative financial businesses test their products and services under the Government’s enhanced ...

25 August 2020 MEDIA RELEASE
20-194MR ½ñÈÕÈÈÃÅʼþbans Adelaide adviser for five years

½ñÈÕÈÈÃÅʼþhas banned Adelaide-based financial adviser Francesco Antonio (Tony) Romano from providing financial services and from being involved in the ...

24 August 2020 MEDIA RELEASE
20-193MR ½ñÈÕÈÈÃÅʼþupdate on compensation for financial advice related misconduct

Six of Australia's largest banking and financial services institutions have paid or offered a total of $1.05 billion in compensation, as at 30 June ...

21 August 2020 MEDIA RELEASE
20-192MR ½ñÈÕÈÈÃÅʼþmanages transition to new regulatory regime for litigation funding schemes

½ñÈÕÈÈÃÅʼþhas made ½ñÈÕÈÈÃÅʼþCorporations (Litigation Funding Schemes) Instrument 2020/787 (Instrument) to manage the transition to the new regulatory regime ...

21 August 2020 MEDIA RELEASE
20-191MR ½ñÈÕÈÈÃÅʼþcommences proceedings against RI Advice Group Pty Ltd for alleged failure to have adequate cyber security systems

½ñÈÕÈÈÃÅʼþhas today commenced proceedings in the Federal Court of Australia against RI Advice Group Pty Ltd (RI), an Australian Financial Services (AFS) ...

20 August 2020 MEDIA RELEASE
20-190MR ½ñÈÕÈÈÃÅʼþcommences civil penalty proceedings against BT Funds Management and Asgard Capital Management for charging fees for no service and misleading statements

½ñÈÕÈÈÃÅʼþhas today commenced civil penalty proceedings in the Federal Court against Asgard Capital Management Limited (Asgard) for charging adviser fees ...

20 August 2020 MEDIA RELEASE
20-189MR ½ñÈÕÈÈÃÅʼþcommences civil penalty proceedings against StatePlus Super for charging fees for no service

½ñÈÕÈÈÃÅʼþhas today commenced civil penalty proceedings in the Federal Court against State Super Financial Services Australia Limited (StatePlus) for ...

19 August 2020 MEDIA RELEASE
20-188MR ½ñÈÕÈÈÃÅʼþacts against SMSF auditors who no longer have practical experience

½ñÈÕÈÈÃÅʼþhas cancelled, or imposed conditions on, the registration of a number of auditors of self-managed superannuation funds (SMSFs) who had not ...

19 August 2020 MEDIA RELEASE
20-187MR ½ñÈÕÈÈÃÅʼþobtains interim injunctions against Larry Dawson and PW Kitt Co Pty Ltd

½ñÈÕÈÈÃÅʼþhas successfully applied to the Federal Court of Australia for urgent interim orders against NSW-based PW Kitt Co Pty Ltd and its sole director ...

18 August 2020 MEDIA RELEASE
20-186MR ½ñÈÕÈÈÃÅʼþwarns Indigenous consumers about scams

The ½ñÈÕÈÈÃÅʼþ, as one of the agencies responsible for the National Indigenous Consumer Strategy (NICS), urges ...

Last updated: 10/08/2024 11:23